Development and Plasticity of Cognitive Flexibility in Early and Middle Childhood

1Cognitive flexibility, the ability to shift between different tasks or goals, is considered a key aspect of executive functions (EF) allowing individuals to regulate their thoughts and actions adaptively (e.g.,; ). In the literature, it is also referred to by shifting, attention switching, or task switching, and includes both the ability to disengage from irrelevant information in a previous task and to focus on relevant information in a forthcoming task. Thus, cognitive flexibility enables to think divergently, change perspective and adapt to a continuously changing environment.

2When it comes to the structure of EF, earlier models have either assumed that it is a unitary construct (e.g., ) or a set of dissociable control components (e.g., ). More recent approaches have shown the unity and diversity of EF in integrative frameworks (e.g.,; ). The Miyake model, for instance, assumes that the core EF skills entail working memory (WM), inhibitory control, and cognitive flexibility. Importantly, this structure is subject to developmental changes, with a shift from a single latent EF factor to separate component processes from early childhood to school age and adolescence (e.g.,;, ).

3Importantly, EF in general and cognitive flexibility in particular contributes to a number of important life outcomes, such as academic achievement (review: )., for instance, showed that cognitive flexibility predicted reading skills in second graders and a recent meta-analysis showed that cognitive flexibility was a significant predictor for both math and reading skills in children between the ages of 4 and 13 years. Given the strong relationship between flexibility and achievement, it is not surprising that many studies have aimed at training flexibility in order to improve children’s performance in the classroom (review:; meta-analysis: ). We will focus on such training effects in the last section of this review. In the upcoming section, we will first describe the development of cognitive flexibility.

4Infants within their first year of life already exhibit fundamental forms of EF, but the core components (WM, inhibition and flexibility; ) rapidly develop during the preschool years. Research focusing on the development across the lifespan demonstrates that EF continues developing throughout childhood (e.g., ) well into adolescence (e.g., ) and early adulthood (e.g., ). In this review, however, our focus will be on the preschool and elementary-school age. We will illustrate developmental changes in flexibility by referring to two widely used paradigms assessing children’s cognitive flexibility, the Dimensional Change Card Sort task (DCCS; ) and the task-switching paradigm.

5Most studies investigating preschoolers applied the DCCS to test cognitive flexibility. In this task, children are shown cards with pictures displaying two dimensions (e.g., color and shape) and are told to sort these cards by one dimension (e.g., by color) (pre-switch phase). At some point, participants are told to sort the cards by the other dimension (i.e., by shape) (post-switch phase). While children from the age of 4 years are able to switch the rules, 3-years-old typically perseverate and keep applying the first rule when they should apply the second one (e.g.,; ). Performance continues to improve with age, as children are able to apply higher-order rules and handle more complex tasks (e.g.,; ), such as the task-switching paradigm. In this task, children are instructed to perform two tasks (A and B), e.g., two simple categorization tasks. In single-task blocks, participants perform both tasks separately (e.g., AAA, BBB), but in mixed-task blocks, they have to switch between both tasks (e.g., AABBAABB). This paradigm allows assessing two different components of cognitive flexibility – the ability to switch from one rule/task to another as well as the maintenance and selection of task sets in WM. tested 5- to 6-years-old and 9-years-old on a cued task-switching paradigm. In task A, children had to categorize stimuli as either fruits or animals and in task B they had to indicate if the picture was presented in color or gray. Results showed an age-related improvement in the ability to maintain and select tasks, but not in the ability to switch between tasks. These different developmental trajectories of the processes subserving cognitive flexibility were confirmed by other studies applying switching tasks and investigating a wider range of ages (e.g.,;;;; ). For instance, examined the developmental change in switching and maintenance and found that children reached adult levels of switching abilities by the age of 11 years, while task maintenance abilities only matured at the age of 15 years. In sum, these findings point to an earlier maturation of task-switching than task-maintenance and selection abilities.

6Developmental trajectories of EF are have been linked to maturational changes of the prefrontal cortex (PFC) and associated cortical and subcortical structures, including parietal regions and basal ganglia (e.g.,; ). Some regions within the PFC, such as the orbitofrontal cortex, reach structural maturity at an earlier age, whereas others, such as the dorsolateral PFC, show a more protracted maturational time course. There is evidence – including studies using the DCCS and the task-switching paradigm – suggesting that those differences in structural maturation are paralleled by changes in functional maturation and hence may account for distinct developmental trajectories among EFs.

7For instance, a study by assessed 3- and 5-year-old children as well as adults with the DCCS task using NIRS (near-infrared spectroscopy). Results for the 3-years-old indicated that only some 3-years-old who passed the task showed significant activation in the right inferior PFC. In contrast, 5-years-old and adults showed this activation bilaterally (see also ). This finding was consistent with another longitudinal study testing children at the age of 3 and 4 years. In contrast to age 3, children at age 4 passed the task and showed an increasing activation in the left inferior PFC (cf. ). Together with the finding that functional connectivity between the lateral PFC and inferior parietal cortex increases as children age, these findings add to the evidence indicating that the PFC is a key player in the development of cognitive flexibility.

8Studies using a task-switching paradigm confirm these age differences in brain activation., for instance, found age-related increases in the recruitment of several brain regions that have been implicated in cognitive flexibility, including right inferior PFC, left parietal cortex, anterior cingulate cortex (ACC), and striatum. Moreover, there is neuroscientific evidence supporting the different developmental trajectories of task switching and task maintenance/selection: tested children, adolescents and adults and found an adult-like pattern of activation for task switching in the pre-supplementary motor area by adolescence. In contrast, the activation for task maintenance and selection in the ventrolateral PFC differed among children, adolescents, and adults (see, for similar patterns of activation in children and adults, but different timing, pointing more to a change in the temporal dynamics rather than qualitative changes during development).

9Taken together, the behavioral and neuroimaging results demonstrate that cognitive flexibility rapidly increases during early and middle childhood, suggesting that this may be a period of high plasticity and malleability sensitive to developmental as well as environmentally driven changes. It is not surprising then that much research focused on interventions designed to support the development of EF. These interventions range from school and curriculum-based programs to physical and cognitive training regimes (for reviews see; ).

10When it comes to training of EF, most of the existing developmental studies have certainly targeted WM (for reviews see; ). However, there are a handful of studies training cognitive flexibility in early and middle childhood. While some have trained multiple components of EF at the same time (e.g.,; ), others have focused specifically on cognitive flexibility. We will illustrate this line of research by reviewing interventions applying the DCCS and the task-switching paradigm. We will report training effects and also evidence for transfer of training-related gains to untrained tasks and abilities, which recently has been discussed very controversially in the community (e.g., ).

11trained 3- and 4-year-old children on the DCCS. Before and after training, the children performed the DCCS and a false-belief task (as well as a number of control tasks) including a novel version of the DCCS with different test and target cards at post-test. Children in the DCCS training group showed larger improvements on the DCCS and the false-belief task than children in the control group. They also outperformed the control group on the novel DCCS task. Thus, training did not only benefit cognitive flexibility but also transferred to false-belief understanding. Also training DCCS performance, studied the effects of feedback on cognitive flexibility in 3-years-old. Providing feedback on the post-switch sorting improved DCCS performance compared to a standard condition without feedback. Importantly, these gains transferred to a novel version of the DCCS administered immediately after training as well as 1 week later.

12In school-aged children, a number of studies have applied the task-switching paradigm to train cognitive flexibility. Adopting a lifespan approach, tested a sample ranging from 7–82 years of age on single-task and mixed-task blocks (N = 152). After three sessions of training, participants – and particularly children – significantly improved task maintenance and selection.

13Following up on these training gains, other studies investigated whether task-switching training also transfers to untrained tasks and domains (e.g.,; ). had children (8–10 years of age) as well as younger and older adults (N = 168) perform four sessions of task-switching training. Results showed that training improved performance in an untrained switching task compared to a control group performing single-task training. Further, training also improved inhibition, verbal and visuo-spatial WM and fluid intelligence. Based on the transfer to WM and inhibition, another study tested the effects of task-switching training in children with ADHD because they usually show significant deficits in these domains. And indeed, four sessions of switching training resulted in significant improvements in an untrained switching task, inhibition and WM in 7- to 12-year-old boys with ADHD (N = 20; ).

14These findings indicate that training cognitive flexibility may be a key factor for improving other dimensions of EF. Still, it has to be noted that transfer was less pronounced in other studies: assessed the effects of task-switching training in10- to 14-years-old (N = 80). After three sessions of training, participants showed significant training gains and also transfer to an untrained switching task, but no transfer to inhibition. These effects mirror data from 8- to 11-years-old performing task-switching training embedded in a game environment.

15Thus, training regimes based on the DCCS and task-switching yielded significant improvements in cognitive flexibility across childhood and adolescence. Moreover, there is evidence showing that they can result in transfer to other EF dimensions, even though results on transfer of switching training are heterogeneous, just as they are for other types of cognitive training (for reviews, see; ). However, the existing studies almost exclusively analyzed data on the group level and ignored individual differences in training-induced gains. Given that even individuals participating in exactly the same training regime usually highly differ in their training outcomes (for reviews see; ), it is crucial to study individual differences in baseline performance as well as the individual performance development during training to understand these differential outcomes. Previous studies, for instance, showed that EF training often resulted in compensation effects, indicating that participants with lower baseline performances benefitted more (e.g.,;;; ) and that individual differences in age and fluid intelligence, motivational aspects, and the amount of training gain (e.g., ) contributed to the success of training interventions. However, the underlying mechanisms are still largely unknown, especially in early childhood.

16Another aspect that gains more and more attention in the field of training research is the question which aspects of intervention designs moderate training-induced gains. While current meta-analyses have tested effects related to the intensity, frequency and adaptivity of training, just to name a few (e.g.,;; ), other features – such as the instructional design of training – have received less attention. However, since EF entails higher-level cognitive processes, it has been proposed that metacognitive processes, i.e., reflecting on one’s own thinking and actions, may be important for the development and plasticity of EF (e.g.,; ). This aspect has been investigated in a few recent studies. showed across three experiments that training with corrective feedback and instruction to reflect on the task led to substantial improvements in DCCS performance in 2- to 4-years-old. Compared to controls, trained children benefitted more on an untrained version of the DCCS. Moreover, they showed a significant reduction of the N2 amplitude (an indicator of conflict detection) during DCCS performance and at the same time an increase in reaction time. The authors concluded that slowing down may have provided the time needed to reflect on the hierarchical nature of the DCCS task and to resolve the conflict inherent in the task.

17Similarly, trained 3- to 5-year-old preschoolers on the DCCS in two experiments. Children performed a pre-test, training and a post-test. In the experimental group, they interacted with a puppet and were asked to explain the task with all the rules to the puppet, to think about task demands or possible strategies to solve the task in order to foster metacognitive reflection. Results showed that the experimental group improved from pre-test to post-test and performed significantly better than the control group at post-test. Moreover, using NIRS showed a higher activation in the left PFC after training, again confirming the importance of the PFC for EF.

18There is also evidence from task switching: investigated whether children’s EF monitoring drives EF development from 6 to 10 years of age. They recorded gaze position while participants performed a self-paced task-switching paradigm. In this task, the children had as much time as they needed to proactively prepare for the next task. Both the analysis of gaze trajectories and performance showed that older children were better prepared than younger ones when they responded, even though younger participants could have taken more time to prepare their response. Thus, with increasing age children are better able to monitor EF engagement, pointing to the important contribution of metacognitive processes to EF development.

19Even though these findings highlight the importance of metacognition for efficient EF functioning, metacognitive instructions have rarely been applied in cognitive-training research. Unlike many previous training approaches, metacognitive EF training would not aim to enhance the quantity of EF that children can engage, but to change qualitatively how they engage EF as a function of task difficulty (for an example of metacognitive training in reasoning research see, ). Thus, metacognitive training should facilitate the flexible adaptation to new tasks by training the children to reflect on how to approach them, for instance integrating information about current task demands and past experiences in order to weigh the respective costs (e.g., mental effort) and benefits (e.g., rewards) of available control strategies (cf. ). Metacognitive training should further encourage performance evaluation, including error detection and feedback processing, all of which are still gradually developing in young children (e.g.,;; ). Given that this metacognitive approach is relatively task-unspecific, it may even support transfer of flexibility training to untrained tasks and abilities. Future studies may want to consider this promising approach when designing new interventions to improve cognitive flexibility (or EF in general).

20Cognitive flexibility develops rapidly during the preschool years and continues to improve across adolescence and young adulthood. Given that EF, and cognitive flexibility in particular, are related to many important life outcomes including academic achievement (e.g., mathematics or reading skills;; ) and even health status during adulthood, numerous interventions have been designed to improve childhood EF.

21Recent training studies provided accumulating evidence for the trainability of cognitive flexibility in early and middle childhood. We illustrated these training effects and also findings on transfer based on studies applying the DCCS and the task-switching paradigm. Training on both tasks has been shown to transfer to other dimensions of EF and to core dimensions of theory of mind, such as false-belief understanding. Importantly, these effects were not only present on the behavioral level but also mirrored by eye-tracking and neuroscientific measures. Given that the mechanisms underlying these training and transfer effects are not fully understood, future studies should try disentangling them, possibly by considering individual differences in training outcomes and by testing the role of metacognitive processes in the plasticity of cognitive flexibility in childhood.

22All authors listed have made a substantial, direct and intellectual contribution to the work, and approved it for publication.

23The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.