APOE -by-sex interactions on brain structure and metabolism in healthy elderly controls

1The apolipoprotein E (APOE) genotype is the strongest genetic risk factor for Alzheimer’s disease (AD). It has three isoforms, ε2, ε3 and ε4. The APOE ε4 allele (APOE4) increases the risk for AD. The effect of the APOE4 allele on AD biomarkers in healthy controls (HC) has been widely studied,. APOE4 carriers have consistently lower cerebrospinal fluid (CSF) β-amyloid 1–42 (Aβ1–42) levels than non-carriers, but the differences in tau levels are more controversial–. Most,– but not all [18F]-fluorodeoxyglucose (FDG) PET studies– have shown hypometabolism in AD-related regions in APOE4 carriers in late-middle age and even earlier. A gene-dosage effect on the hypometabolism has also been reported. The relationship between the APOE genotype and brain structure is more controversial. Many cross-sectional studies have reported cortical thinning or hippocampal atrophy,,, while several others have found no relationship and two have reported increased gray matter in relation to the APOE4 allele,.

2Several factors might account for the conflicting results. First, the age-range differences between studies are critical because distinct effects of APOE across the lifespan have been described. Not all brain changes associated with the APOE genotype reflect incipient AD. APOE has been implicated in normal human brain development. Second, there are amyloid dependent and independent mechanisms underlying the APOE influences on AD risk. However, most studies assessing the role of APOE on brain structure and metabolism do not assess AD pathophysiological biomarkers to disentangle these mechanisms. Third, APOE4 is likely to interact with other pathological factors, complicating the isolation of a unique genetic effect. And fourth, some of the inconsistent imaging and biochemical findings related to APOE in HC might result from neglecting a possible APOE-by-sex interaction. Most studies to date have included sex as a covariate in the analyses but they did not explicitly test for an APOE-by-sex interaction.

3The finding that the APOE effect on AD risk is stronger in women than in men was reported in early studies,, confirmed in meta-analyses,, and in a recent longitudinal study. However, only two studies have assessed APOE-by-sex interactions on AD biomarkers. Altmann et al found a significant interaction for tau in mild cognitive impairment patients. Damoiseaux et al reported a significant APOE-by-sex interaction for CSF tau levels and default mode network abnormalities in healthy controls.

4The interaction between APOE4 and sex on brain structure and metabolism has not been established. This interaction could affect the design and interpretation of prevention trials in preclinical AD in which APOE is a selection criterion (i.e. the Alzheimer’s Prevention Initiative APOE4 Trial, NIH project number 1UF1AG046150-01). The aim of the present study was to examine the interactions between APOE4 and sex on brain metabolism and structure, based on the hypothesis that the APOE4 allele exerts a differential adverse effect on brain metabolism and structure depending on sex.

5Demographic and clinical of the participants in the CSF, FDG and MRI subsets are summarized separately in the Table 1. CSF was available in 274 HC individuals, 328 had an FDG PET, 225 had a 3T MRI, and 137 subjects had all three biomarkers. There were no significant differences between the MRI, PET and CSF subsets in age, sex, APOE status, MMSE or CSF biomarkers. There were no significant differences in age, APOE status, MMSE or CSF biomarkers between males and females in all three subsets. In the FDG and CSF subsets, males had higher years of education than females (p < 0.001), but in the MRI subset this difference did not reach significance.

6APOE4 carriers had lower CSF Aβ1–42 values than non-carriers in all three subsets (p < 0.001). APOE4 carriers had higher CSF p-tau181p values in the three subsets, but these only reached significance in the FDG and CSF subset which had larger sample sizes (p < 0.001 and p = 0.004 respectively). APOE4 carriers had higher CSF t-tau values in the three subsets, but these only reached significance in the CSF subset (p < 0.05). There were no significant differences in MMSE scores or education between APOE4 carriers compared to non-carriers in any of the subsets. There were no significant differences between males and females in CSF biomarkers. Neither was there an APOE-by-sex interaction on CSF Aβ1–42, CSF t-tau or CSF p-tau181pvalues in the analysis of covariance (ANCOVA) analyses.

7Fig. 1A presents this FDG voxel-wise interaction analysis across the cerebral hemispheres, showing voxels with an APOE-by-sex interaction, covaried by age and years of education (p < 0.005, k = 50). Two clusters emerged, one located mainly in the anterior cingulate region and the other in the temporal region. To analyze the directionality, we isolated the temporal cluster, averaged the FDG uptake, and plotted it in box and whisker plots (Fig. 1B). As shown, this interaction was driven by the decreased metabolism in female APOE4 carriers and the increased metabolism in male APOE4 carriers. The main and interactive effects of APOE4 status and sex on brain metabolism in the ANCOVA analysis were significant in the model (interaction term between APOE4 status and sex: β-coefficient = 0.069, standard error [SE] = 0.021, p = 0.001; main effect of APOE4 status: β-coefficient = −0.037, SE = 0.016, p = 0.019; main effect of sex: β-coefficient = −0.041, SE = 0.018, p = 0.026). Similar results were found for the anterior cingulate cluster (not shown).

8Fig. 2 shows the sex stratified APOE4 group analyses for FDG, covaried by age and years of education. Female APOE4 carriers showed widespread clusters of decreased metabolism (p < 0.005) across the whole cerebral cortex in both hemispheres with respect to APOE4 non-carriers (Fig. 2A). Male APOE4 carriers showed an isolated cluster of decreased metabolism (p < 0.005) in the precuneus with respect to non-carriers (Fig. 2B).

9To examine the impact of CSF biomarkers in the APOE-by-sex interaction on brain metabolism, we included CSF Aβ1–42 and CSF p-tau181p as covariates in the analyses. The inclusion of the CSF biomarkers did not significantly alter the results of the APOE-by-sex interaction analysis (not shown) nor the female APOE4 carriers vs non-carriers comparison (Fig. 3A1–3A3). In the male APOE4 carriers vs non-carriers comparison two clusters of increased metabolism emerged in APOE4 carriers with respect to male non-carriers in prefrontal regions and a cluster in the medial temporal region when CSF Aβ1–42 levels or both Aβ1–42 and CSF p-tau181p levels (but not CSF p-tau181p levels alone, Fig. 3B2) were included as a covariate (Fig. 3B1 and 3B3).

10Fig. 4A presents the vertex-wise interaction analysis across the whole cortical mantle, covaried by age and years of education, showing voxels with an APOE-by-sex interaction. Two large clusters (Family-wise error corrected [FWE] p < 0.05) emerged, one in the dorsolateral frontal region and one in the temporoparietal region. To analyze the directionality, we then isolated the temporoparietal cluster, averaged the cortical thickness (CTh), and plotted it in a box and whisker plot (Fig. 4B). As shown, this interaction was mainly driven by the increased CTh in male APOE4 carriers. The main effects and the interactive effects of APOE4 status and sex in the ANCOVA analysis were significant in the model (interaction term between APOE4 status and sex: β-coefficient = −0.228, SE = 0.045, p < 0.001; main effect of sex: β-coefficient = 0.149, SE = 0.039, p < 0.001; main effect of APOE4 status: β-coefficient = 0.062, SE = 0.030, p = 0.041). Similar results were found for the remaining cluster (not shown).

11Fig. 5 shows the sex-stratified APOE4 CTh analyses, covaried by age and years of education. Male APOE4 carriers showed 3 large clusters (FWE corrected) of increased CTh with respect to non-carriers. Two of the clusters were observed in the left hemisphere, one in the dorsolateral frontal region and another in the temporoparietal, occipital and precuneus regions. The third cluster was observed in the right hemisphere in the parietal and occipital regions. Female APOE4 carriers showed cortical thinning in several regions than female APOE4 non-carriers (not shown as this analysis did not survive FWE correction).

12To examine the influence of CSF biomarkers on the APOE-by-sex interaction on brain structure, we included CSF Aβ1–42 and CSF p-tau181p as covariates in the analyses. The vertex-wise APOE-by-sex interaction analysis across the whole cortical mantle showed a reduction in the significance maps when including CSF biomarkers as covariates, especially Aβ1–42 (Fig. 6). In the sex-stratified APOE4 CTh analyses, the clusters of increased CTh in male APOE4 carriers disappeared when CSF Aβ1–42 levels (but not CSF p-tau181p levels) were included as a covariate (Fig. 7). No result survived FWE correction in females.

13All analyses were repeated excluding APOE ε2 allele carriers and including CSF t-tau as a covariate. We also restricted the analyses to non-hispanic white subjects (not shown). The results were not significantly altered in any case.

14This study shows for the first time that the impact of the APOE4 genotype on brain structure and metabolism is modified by sex. We found a significant APOE-by-sex interaction on brain metabolism and structure. Female APOE4 carriers showed brain hypometabolism and cortical thinning with respect to female non-carriers whereas male APOE4 carriers showed only a small cluster of hypometabolism and cortical thickening with respect to male non-carriers. CSF core AD biomarkers had an influence on brain structural results (and to a lesser extent on brain metabolism).

15Epidemiologically, there is strong evidence that supports the APOE-by-sex interaction,,. The only study assessing the APOE-by-sex interactions on MRI demonstrated the interaction on resting state functional connectivity but not on gray matter volume. Our results expand these findings. We show an APOE-by-sex interaction on both brain structure and metabolism. The discrepancy on brain structure could be due to the differences in the subject population or technical differences (CTh analyses vs voxel-based morphometry). Our FDG results are congruent with those of the aforementioned resting state functional connectivity analyses. APOE appears to affect brain network activity which is closely related to neuroenergetic functions.

16Our metabolic findings suggest that women are metabolically more susceptible to the APOE4 genotype. Neglecting a possible APOE-by-sex interaction on brain metabolism could be one of the reasons for the discordant FDG results–. Male APOE4 carriers showed increased CTh and females decreased CTh. The finding of cortical thickening in AD vulnerable areas in middle aged (48–75 years old) APOE4 carriers with respect to non-carriers has already been described,, but it is in contrast with other works assessing older cohorts,,,.

17The discrepancies on brain structure might be conciliated if we consider a 2-phase phenomenon model in preclinical AD. In this framework, pathological cortical thickening associated with low CSF Aβ1–42 would be followed by atrophy once CSF p-tau181p becomes abnormal. Accordingly, our study shows that the clusters of increased CTh in male APOE4 carriers disappear when we included CSF Aβ1–42 as a covariate. The hypometabolism in female APOE4 carriers did not disappear when CSF Aβ1–42 levels were included as a covariate. The APOE4 genotype might therefore exert its effects on brain glucose metabolism—at least in part—independently of amyloidogenic pathways. Of note, the inclusion of CSF Aβ1–42 levels as a covariate prompted the emergence of several areas of increased metabolism in male APOE4 carriers. Increased brain metabolism in relation to brain amyloidosis has been previously described.

18Altogether, our findings support that the mechanisms underlying the increased AD risk in female APOE4 carriers might occur downstream of Aβ pathology. The APOE4 effect on lowering CSF Aβ1–42 levels is marked in both men and women (with no sex differences) and was also found in our work,. The impact of an APOE-by-sex interaction on CSF has only been assessed twice and, as in the present work, always with data from the ADNI study. The absence of an APOE- by-sex interaction on CSF Aβ1–42 levels is in agreement with the two previous works,. The impact on CSF p-tau181p levels is less clear. We did not find an APOE- by-sex interaction on CSF p-tau181p levels. Such an interaction was reported initially in HC but was not confirmed in the later work with a larger sample size. Nonetheless, this last work did find the interaction for CSF p-tau181p levels in mild cognitive impairment patients. Women, moreover, would be more susceptible and would present more abnormal neuronal injury biomarkers and faster clinical decline. Accordingly, female APOE4 carriers showed hypometabolism and cortical thinning with respect to non-carriers, suggesting that female APOE4 carriers might be more advanced in the aforementioned 2-phase phenomenon model in preclinical AD.

19The mechanisms by which the APOE allele modifies the risk for AD have been extensively studied but are not completely understood. Both β-amyloid-dependent and β-amyloid-independent mechanisms have been described. APOE appears to affect brain network activity and neuroenergetic functions and to increase microglia reactivity at Aβ plaques in mouse models,. These metabolic and inflammatory responses in relation to the APOE genotype might differ in males and females, accounting for the differences found.

20This work has potential clinical implications. Clinical trials in preclinical AD in which APOE4 status is a selection criterion are underway (Alzheimer’s Prevention Initiative APOE4 Trial, NIH project number 1UF1AG046150-01). Our results emphasize the importance of sex stratification when considering the AD risk and its impact on AD topographical biomarkers conferred by the APOE genotype. More broadly, the present work stresses the need to consider interactions between biomarkers and risk factors in the AD preclinical phase.

21The strengths of this study are the inclusion of a relatively high number of subjects and the fact that the results were found in two different topographical AD biomarkers, with congruent findings between the two. The study has some limitations. It is cross-sectional and the age-range sampled does not include young HC to assess the age-range in which amyloid is starting to deposit in the brain of APOE4 carriers.

22In conclusion, the impact of APOE4 on brain structure and metabolism is modified by sex in HC. This interaction should be considered in current clinical trials in preclinical AD in which APOE4 status is a selection criterion.

23Data used in the preparation of this article were obtained from the Alzheimer’s Disease Neuroimaging Initiative (ADNI) database (http://adni.loni.usc.edu). The ADNI was launched in 2003 by the National Institute on Aging (NIA), the National Institute of Biomedical Imaging and Bioengineering (NIBIB), the Food and Drug Administration (FDA), private pharmaceutical companies and non-profit organizations, as a $60 million, 5-year public-private partnership. The primary goal of ADNI has been to test whether serial magnetic resonance imaging (MRI), positron emission tomography (PET), other biological markers, and clinical and neuropsychological assessment can be combined to measure the progression of mild cognitive impairment (MCI) and early AD. Determination of sensitive and specific markers of very early AD progression is intended to aid researchers and clinicians to develop new treatments and monitor their effectiveness, as well as lessen the time and cost of clinical trials.

24The Principal Investigator of this initiative is Michael W. Weiner, MD, VA Medical Center and University of California – San Francisco. ADNI is the result of efforts of many co-investigators from a broad range of academic institutions and private corporations, and subjects have been recruited from over 50 sites across the U.S. and Canada. The initial goal of ADNI was to recruit 800 subjects but ADNI has been followed by ADNI-GO and ADNI-2. To date these three protocols have recruited over 1500 adults, ages 55 to 90, to participate in the research, consisting of cognitively normal older individuals (HC), people with early or late MCI, and people with early AD. The follow up duration of each group is specified in the protocols for ADNI-1, ADNI-2 and ADNI-GO. Subjects originally recruited for ADNI-1 and ADNI-GO had the option to be followed in ADNI-2. For up-to-date information, see http://www.adni-info.org.

25We included all HC with available CSF and/or a 3T-MRI and/or an FDG PET.

26Methods for CSF acquisition and biomarker measurement using the ADNI cohort have been reported previously. Aβ1–42, total tau (t-tau) and phospho-tau (p-tau181p) levels were measured using the multiplex xMAP Luminex platform (Luminex) with Innogenetics (INNO-BIA AlzBio3) immunoassay kit–based reagents.

27The details of MRI and FDG-PET acquisition are available elsewhere (http://www.adni-info.org).

28FDG-PET images were downloaded in the most processed format. They were intensity-scaled by the reference pons-vermis region, spatially normalized using SPM8 [http://www.fil.ion.ucl.ac.uk/spm/] to the Montreal Neurological Institute (MNI) PET template and spatially smoothed with a Gaussian kernel of full width at half-maximum (FWHM) of 8 mm. All resulting images were visually inspected to check for possible registration errors. Voxel-wise results were displayed at p < 0.005 (uncorrected) using an extent threshold k = 50, and projected on an inflated single-subject cortical surface reconstruction.

29Cortical reconstruction of the structural images was performed with the FreeSurfer software package, version 5.1 (http://surfer.nmr.mgh.harvard.edu). The procedures have been fully described elsewhere. Estimated surfaces were inspected to detect errors in the automatic segmentation procedure. Fifty-seven of the 225 N3 processed MRI analyzed were excluded because of segmentation errors and 168 were included in the analyses. A Gaussian kernel of 15 mm full-width at half maximum was applied. To avoid false positives, we tested Monte Carlo simulation with 10,000 repeats in Qdec (family-wise error [FWE], p < 0.05). Only regions that survived FWE are presented in the figures.

30Group analyses were made using SPSS (SPSS Inc, Chicago, IL). Comparisons between groups were performed using the two-tailed Student t test for continuous variables and a chi-square test for categorical variables.

31The main objective of our work was to study the APOE-by-sex interaction on brain metabolism and brain structure. Two approaches were used: interaction and sex-stratified analyses. We carried out an ANCOVA as implemented in SPM and FreeSurfer for the PET and MRI analyses, respectively, using the APOE genotype (APOE4 carrier vs APOE4 non-carrier) and sex as binary categorical independent variables, and age and years of education as variables of no interest to assess the interaction.

32To examine the impact of CSF biomarkers on the FDG PET and CTh analyses, we introduced CSF biomarkers as covariates in the analyses. All analyses were repeated excluding APOE2 carriers and restricting to only non-hispanic white subjects.

33Clusters derived from the interaction analyses in FDG or CTh were isolated to analyze the directionality of the interactive effects for each variable within an ANCOVA model, using age as a covariate. Specifically, we used the following model for FDG-PET and MRI:

34Mean cluster FDG uptake (or mean cluster CTh) = â0 + â1*SEX + â2*APOE + â3*[SEX*APOE] + age

35The same ANCOVA approach was used for the CSF analyses to test for an interactive effect of APOE genotype and sex in CSF biomarker levels.