No retraction, correction or concern found when last checked on Oct 22, 2026.
Dead or dying? Quantifying the point of no return from hydraulic failure in drought‐induced tree mortality
William M. Hammond, Kailiang Yu, Luke A. Wilson and 3 more
New Phytologist · 2019 · CC BY
Abstract
Summary Determining physiological mechanisms and thresholds for climate‐driven tree die‐off could help improve global predictions of future terrestrial carbon sinks. We directly tested for the lethal threshold in hydraulic failure – an inability to move water due to drought‐induced xylem embolism – in a pine sapling experiment. In a glasshouse experiment, we exposed loblolly pine ( Pinus taeda ) saplings ( n = 83) to drought‐induced water stress ranging from mild to lethal. Before rewatering to relieve drought stress, we measured native hydraulic conductivity and foliar color change. We monitored all measured individuals for survival or mortality. We found a lethal threshold at 80% loss of hydraulic conductivity – a point of hydraulic failure beyond which it is more likely trees will die, than survive, and describe mortality risk across all levels of water stress. Foliar color changes lagged behind hydraulic failure – best predicting when trees had been dead for some time, rather than when they were dying. Our direct measurement of native conductivity, while monitoring the same individuals for survival or mortality, quantifies a continuous probability of mortality risk from hydraulic failure. Predicting tree die‐off events and understanding the mechanism involved requires knowledge not only of when trees are dead, but when they begin dying – having passed the point of no return.
Full text
From PubMed Central, U.S. National Library of Medicine, as current on Oct 22, 2026. Paragraph numbers are ours, so an answer can point at one.
Introduction
The Earth is undergoing rapid shifts in ecosystem structure and composition due to an unprecedented rate of warming accompanied by increased variability in precipitation driven by anthropogenic climate change (IPCC, 2014). Forests in many regions around the world have experienced elevated rates of tree mortality and episodes of widespread, regional forest die‐off (Allen et al., 2010). Trees provide important ecosystem services, including erosion prevention, hydrologic balance and maintaining biodiversity (Anderegg et al., 2013; Morillas et al., 2017; Hartmann et al., 2018a), and also dominate terrestrial carbon sequestration, contributing more to global carbon sink strength per land area than any other vegetation type (Bonan, 2008). The fate of feedbacks in carbon exchange between forests and the atmosphere under a changing climate remains one of the largest uncertainties in projecting future climate change (Friedlingstein et al., 2006, 2014; Friend et al., 2014). Despite the importance of forest die‐off, predicting when and where it will occur in response to climate remains a challenge for vegetation modeling. Development of process‐based models that simulate the physiological mechanisms of stress and mortality may be the best solution for prediction of rapid, nonlinear tree mortality events under future climate scenarios that are not analogous to current climate conditions (Allen et al., 2010; McDowell et al., 2011).
Process‐based prediction of forest mortality requires us to identify the physiological causes of tree death. Two interrelated physiological mechanisms for tree mortality from drought have been proposed: hydraulic failure and carbon starvation (McDowell et al., 2008). Hydraulic failure occurs during drought‐induced water stress when xylem tensions become high enough to cause air‐seeded embolism that occludes water transport beyond a threshold for survival (Sperry & Tyree, 1988; Cochard et al., 1992). Carbon starvation during drought is proposed to occur after stomatal closure when maintenance respiration demands exceed stored nonstructural carbohydrate (NSC) reserves via reserve exhaustion or through immobilization if reserves are inaccessible (Sala et al., 2010; McDowell et al., 2011; Sevanto et al., 2014).
While hydraulic failure and carbon starvation are probably highly interactive during tree mortality – and clearly are not mutually exclusive mechanisms (McDowell et al., 2011) – observations have demonstrated that hydraulic failure is a ubiquitous factor in tree death from drought in experiments and natural settings (Adams et al., 2017). In the global synthesis of Adams et al., hydraulic failure was > 60 PLC (per cent loss of xylem conductivity) in all cases where trees died. By contrast, reductions in NSC (compared to control groups) were observed in only 48% of cases. Resistance to hydraulic failure has also been found to predict tree species’ mortality rates during drought around the world (Anderegg et al., 2016; Martin‐StPaul et al., 2017). Carbon starvation has been observed to interact with hydraulic failure in causing tree death (O'Brien et al., 2014), but may only prove directly lethal on its own in the case of extreme light limitation (Sevanto et al., 2014; Wiley et al., 2017). In a shade‐mortality experiment, Wiley et al. found that NSC reserves in roots could be nearly exhausted (< 1% DW) at whole‐plant death, levels rarely observed in field or glasshouse studies of drought‐induced mortality (Adams et al., 2017). Although carbon starvation can occur in the absence of drought‐induced hydraulic failure (Wiley et al., 2017), it seems unlikely that any level of hydraulic failure can occur without some amount of carbon immobilization. In the present study, we quantify only hydraulic failure as a risk factor for drought‐induced tree mortality, but acknowledge a secondary effect of hydraulic failure is immobilization of some carbon stores (Sala et al., 2010) and, thus, measures such as PLC could be integrative of both water and carbon stress.
While previous work has often focused on comparisons between trees which are dead or probably committed to death (i.e. past the point of no return), and those which survive, we still lack an understanding of the transition space between life and death. Most importantly, we do not yet know when trees begin dying during drought stress – passing a point of no return – such that they will fail to recover and eventually die, even if drought stress is relieved. For example, hydraulic failure in studies summarized by Adams et al. (2017) probably occurred long after trees passed the point of no return in hydraulic function. To advance our ability to predict tree mortality, we need to pivot from describing the symptoms in trees that are already dead (i.e. past the ‘point of no return’) to quantify the risk factors that distinguish dying trees from those which will survive (Hartmann et al., 2018a; Martínez‐Vilalta et al., 2019). For hydraulic failure during prolonged drought stress, embolism continues to accrue until no xylem remains functional as tree tissues become desiccated. However, it is unlikely that complete loss of xylem conductivity is necessary to cause mortality. Trees can die when some portion of the xylem is still functional but conductivity has been reduced below a threshold sufficient for survival, such that trees will die even if water becomes available (Adams et al., 2017; Hartmann et al., 2018a).
Quantifying this threshold, the point of no return for hydraulic failure beyond which it is expected that the majority of trees in a population will die, is a current priority for understanding the mechanisms causing tree mortality (McDowell et al., 2011; Adams et al., 2017; Martínez‐Vilalta et al., 2019). Supply–demand hydraulic theory, based on the hydraulic constraints on water transport through plants from atmospheric demand and soil water supply, posits that exceeding some substantial level of hydraulic loss, perhaps 60 PLC, results in an increased likelihood of mortality (Sperry & Love, 2015). Model hindcasting of drought‐induced tree mortality found that a threshold in hydraulic function associated with a chronic PLC > 50 successfully predicted landscape‐scale patterns of aspen (Populus tremuloides Michx.) mortality (Anderegg et al., 2015). Results from several drought experiments were used to infer a lethal threshold near or above 60 PLC following post‐drought rewatering from either the timing of gas exchange recovery (Brodribb & Cochard, 2009; Brodribb et al., 2010; Urli et al., 2013) or thresholds in water potential as related to PLC via hydraulic vulnerability curves (Li et al., 2015). Although experiments, landscape‐level modeling and theory have indicated that c. 60 PLC might be a useful predictor of drought‐induced tree mortality, hydraulic failure thresholds have not been experimentally determined with direct measurement of PLC just before relieving drought and monitoring for survival or mortality of measured individuals.
Canopy color is available from many remote sensing products and may be a useful indicator of drought‐induced tree death to facilitate the detection and monitoring of widespread drought‐induced tree die‐off (Hartmann et al., 2018a). Changes in foliar color have often been used in previous studies to determine whether trees are dead or alive, with a common definition of death including foliar browning (see Table S3 in Adams et al., 2017 for a recent review; Adams et al., 2009; Anderegg et al., 2012). However, it remains unknown whether foliar color changes (including browning) occur before, during or after the point of no return from hydraulic failure.
Here we focus on directly testing the lethal limit for hydraulic failure with a point of no return drought experiment on loblolly pine (Pinus taeda L.). We exposed a population of saplings (n = 83) to variable levels of water stress, ranging from mild to severe, before rewatering saplings once preassigned targets in predawn water potential for each treatment had been reached. Before rewatering, we directly measured PLC in stem segments from each sapling. Our objective was to characterize the risk of tree mortality associated with hydraulic failure. We hypothesized that the lethal threshold for hydraulic failure, beyond which 50% of trees would die, would be near 60 PLC, the threshold supported by theoretical, observational and inferential studies (Brodribb & Cochard, 2009; Brodribb et al., 2010; Anderegg et al., 2015; Sperry & Love, 2015). A second objective was to characterize the changes in foliar color of saplings during the experiment to determine if foliar color at rewatering was predictive of death or survival. We hypothesized that foliar color change between initial (unstressed) measurements and rewatering (relief of drought stress) for trees which died would be greater than foliar color change of trees which survived.
Materials and Methods
We obtained 2‐yr‐old loblolly pine saplings (n = 83) from a local nursery (Cedar Valley Nurseries, Ada, OK, USA), grown from seeds sourced in Louisiana, USA. We transplanted saplings to 37.8‐liter pots with a soil consisting of a 2: 1: 1 mixture of peat moss (Peat Grower Black Bale, Berger, QC, Canada), Turface clay (MVP, Profile Products LLC, Buffalo Grove, IL, USA), and vermiculite (Ambient Minerals, Benton, AR, USA) in June 2016. We chose this mixture to create a slow, steady drying from a high initial moisture content, as this soil has a more gradual slope in the relationship between soil moisture and soil water potential than many other soils or potting mixes (Kulbaba, 2014). When transplanting, we carefully removed the nursery soil under water, such that loblolly pine saplings were planted with bare roots in our mixed soil. After transplant, all trees were kept well‐watered, received a complete fertilizer mix, (18: 18: 21 NPK, plus micronutrients; Miracle‐Gro, Scotts Miracle‐Gro Co. Marysville, OH, USA) supplemented with iron (Liquid Iron, Bonide, Oriskany, NY, USA) and grown for 215 d to allow acclimation in the glasshouse before we began the experiment. No trees died after transplanting. To enable trees to better acclimate to drought conditions and avoid conducting our experiment on tree saplings that had never experienced water stress, we exposed all trees, including the watered controls, to a pre‐experimental drought treatment by withholding water until stomatal closure occurred. We verified stomatal closure (> 90% reduction in stomatal conductance from well‐watered measurements) in a random subsample of the population (n = 36), as confirmed by measurement with an LI‐6400 infrared gas analyzer (Li‐Cor Biosciences, Lincoln, NE, USA) and a mean (SD) predawn water potential of −2.3 ± 0.25 MPa. No tree died as a result of this acclimation drought. Following this pre‐experimental drought, which lasted 43 d, trees were again well‐watered from 35 d before the experiment began. In January 2017, at the start of the drought experiment, mean (SD) sapling height was 2.02 ± 0.12 m, and mean stem diameter at the root collar (soil level) was 3.01 ± 0.24 cm. We conducted a branch census before and after the experiment and estimated that < 10% of shoot biomass was harvested for measurements during the study.
To identify rewatering targets representing a range of hydraulic failure, we constructed a vulnerability curve using six additional saplings, acquired at the same time as the 83 in our study, potted and grown in the same manner as experimental trees. First, we excised 18 branches (three each from the six individual saplings), from the most recent year's growth, 0.5–0.75 m in length, at predawn. Whole branches were recut underwater in the laboratory, allowing xylem tension to relax. Branches were then wrapped in damp paper towels, sealed in three layers of plastic bags, and shipped overnight to the University of Utah, where centrifuge measurements were conducted on stem segments. Stem segments 5–7 mm in diameter were prepared by cutting and trimming them from longer branches underwater to the desired length (c. 10 cm). These segments were then vacuum infiltrated at 100 kPa for 1 h with degassed and filtered 20 mM KCl solution and were used to measure maximum hydraulic conductivity (Sperry et al., 2012). We then spun stems in a centrifuge to induce negative pressure at target values, which were −1, −2, −2.5, −3, −3.5, −4 and −5 MPa in the xylem sap. Hydraulic conductivity at each pressure stop was then determined using a conductivity apparatus as described previously (Sperry et al., 2012). We used a Weibull function to fit the hydraulic vulnerability curve results (Supporting Information Fig. S1).
To identify the lethal threshold of hydraulic failure, we designed our drought experiments such that trees would be rewatered at a wide range of levels of water stress. Using our centrifuge‐generated vulnerability curve as a guide (Fig. S1) and informed from a previous pilot study on a few individuals (data not included in this study), we chose specific targets at which to rewater trees and subsequently monitor for survival or mortality. We determined drought‐stress treatment groups by water potential ranges from our vulnerability curve, to ensure trees were rewatered along the entire potentially lethal drought‐stress gradient, from stomatal closure (−2.1 MPa, 20 PLC) until complete hydraulic failure (−6.0 MPa, 100 PLC). Targets for groups between these points included water potential associated with 60 (−3.3 MPa), 80 (−3.7 MPa) and 90 (−4.1 MPa) PLC. An additional group of control trees (n = 6) remained well watered throughout the experiment with weekly irrigation to field capacity. We measured predawn water potential of distal stems (twigs) using a Scholander‐type pressure‐bomb (model 1505‐D, PMS Instruments, Albany, OR, USA) at least weekly, and often more frequently for trees approaching rewatering targets.
At the start of the experiment, we completely withheld water from all trees except the well‐watered controls. As each tree under drought reached its assigned water potential rewatering target, we excised a branch for measurement of PLC. After sampling, each tree was rewatered to field capacity and watered weekly to monitor for survival (or death). Initial excisions of stem segments, all over 20 cm in length, were made in air, and were immediately placed in filtered (0.2 μm) 100 mM KCl solution and transported to the laboratory for measurement of hydraulic conductivity. In the laboratory, we recut stems under filtered solution by removing at least 2 cm from the cut end in two successive ≥ 1 cm cuts, allowing time for relaxation of the xylem tension, and then we immediately excised a segment of interest once tension was relaxed to prevent refilling of native embolism (Torres‐Ruiz et al., 2015; Wheeler et al., 2013). Immediately before measurement of hydraulic conductivity, we removed c. 0.5 cm of bark from each end, exposing the xylem for measurement of diameter, and shaved the ends of each segment (while underwater) with a fresh razor blade. After determining conductivity, we measured segment length and perpendicular diameters of each end using digital calipers (VWR, Radnor, PA, USA) in order to correct measurements to area for specific conductivity. All measured segments collected were from the most recent year's growth, and mean diameter was 3.91 ± 0.60 mm, and mean length was 62.68 ± 10.06 mm. We also measured conductivity of the well‐watered control trees at the end of the experiment.
We measured native conductivity (K s) using a Sperry apparatus with a 50 cm high gravity‐fed pressure head (Sperry et al., 1988). We filtered deionized water (0.2 μm), mixed to a concentration of 100 mM KCl, and then degassed this perfusing solution using a membrane contactor (LiquiCell micro module; 3M, St Paul, MN, USA) connected to a vacuum pump following best practices (Cochard et al., 2013; Venturas et al., 2015). We then placed stem segments in perfusing solution overnight under vacuum, infiltrating them to their maximum conductivity (K max), which was verified with active xylem staining using 0.1% safranin solution after the K max measurement was complete. We measured K max using the same methods as for K s, corrected all conductivity measurements to sample dimensions, including length (Sperry et al., 1988), and calculated the per cent loss of conductivity:
Monitoring for survival or mortality occurred during the growing season, and we determined that a tree had survived drought if we observed new growth after rewatering. The last rewatering treatment occurred on 15 May 2017, after 125 d of drought. We analyzed the effect of PLC and K s on mortality using logistic regression, a method appropriate for binary outcomes such as life or death (Menard, 2002), using the program R version 3.3.3 (R Core Team, 2013). Logistic models have been widely used for describing and predicting tree mortality and survival in response to environmental (Van Mantgem et al., 2009), tree growth (Cailleret et al., 2016) or ecophysiological conditions (Kursar et al., 2009; Anderegg et al., 2013; Bolte et al., 2016; Venturas et al., 2018). We assessed the fit of logistic regressions using a Nagelkerke R 2, a pseudo‐R 2 metric. Additionally, we conducted further active xylem staining on surviving trees to assess where in stems xylem remained functional after recovery.
We assessed foliar color using a Munsell plant tissue color book (Munsell Color, Grand Rapids, MI, USA) during three discrete stages of each tree's progression through the experiment. To measure foliar color, a representative fascicle of needles was removed from the upper third of each tree's canopy, and compared to the plant tissue color book for color matching (Tucker et al., 1991). Initial color was documented before water was withheld to initiate drought‐induced water stress, another measurement was taken at the rewatering treatment, and a final measurement was taken 60 d after rewatering. We transformed all color values from Munsell Hue/Value/Chroma into sRGB using the R package ‘aqp’ (Beaudette et al., 2013). We chose this color space because it is accurately represented on most digital devices, and allowed for comparison between trees that survived, and those that died, in color space. We used a Euclidean distance equation to calculate the Euclidean color distance between red (R), green (G) and blue (B) foliar color values at the initial (i, predrought) and rewatering (f, final) stages:
We tested for differences in Euclidean color distance (from initial to rewatered canopy foliar color) between watered controls, trees that survived and those that died using ANOVA, with post hoc testing using Fisher's least significant difference (LSD) test, in the program R.
Results
Our drought followed by rewatering treatments at variable water potential targets in 77 saplings provided the intended wide variation in PLC at rewatering that ranged from 35.4 to 100.0 PLC (Table S1). After allowing at least 60 d for recovery following rewatering, we determined whether trees resumed growth (survived) or had complete canopy desiccation and browning (died). We found that 57 trees died and 20 survived. From measurements taken on the day drought stress was relieved, the mean (SD) PLC of trees that eventually recovered was 77.2 ± 19.7, while trees that would die averaged 94.5 ± 6.9 PLC (Fig. 1). All trees that died had a PLC > 72 at rewatering. Control trees that were watered weekly during the experiment (n = 6) had a mean PLC of 27.5 ± 9.7. Median values for the three groups (control, survived drought, died) were significantly different (Kruskal–Wallis test, P < 0.001, Fig. 1).
Using logistic regression, we determined the lethal threshold for hydraulic failure, at which 50% of trees would die (LD50), to be 80.2 PLC (Nagelkerke R 2 = 0.53, Fig. 2). A Wald 95% confidence interval (CI) for our logistic regression predicting the mean probability of mortality contained a minimum of 67.1 PLC and a maximum of 85.5 PLC, but did not include PLC 60, the hypothesized PLC at 50% probability of mortality. Probabilities for mortality were 0.03 (95% CI: 0.00–0.27) for 50 PLC, 0.09 (95% CI: 0.01–0.39) for 60 PLC, 0.24 (95% CI: 0.08–0.54) for 70 PLC and 0.76 (95% CI: 0.63–0.86) for 90 PLC. The specific native conductivity of stems (K s) measured immediately before rewatering ranged from 0.37 kg m−1 MPa−1 s−1 to 0 (no flow), and using logistic regression we determined LD50 in K s of 0.06 kg m−1 MPa−1 s−1 (Nagelkerke R 2 = 0.51, Fig. S2), which was an 83.8% loss of the maximum observed K s. We provide our fitted probability functions for mortality from PLC and K s, and the confidence intervals for both in Tables S1 and S2, respectively.
Euclidean color distance between initial canopy foliar color and canopy foliar color at rewatering was significantly higher for trees that died than for those that either survived drought or did not experience drought (ANOVA, F 2,80 = 4.737, P = 0.0114, post‐hoc Fisher's LSD, Fig. 3d). The general trend for trees that died was a change from green to a more yellow or brown foliar color (Fig. 3a,b). Sixty days after rewatering, foliar color had returned to a deep green for trees that survived, and trees that died had complete foliar browning (Fig. 3c). Observations from active xylem stains of stems from recovered trees revealed that embolism remained in tissues which experienced the drought treatment, but that surviving trees had active xylem near the vascular cambium when drought was relieved, which remained functional during our stains (Fig. 4). Additionally, embolism from the drought remained in the interior of the stems when sections were made, 90 d after relief of drought (Fig. 4).
Discussion
We found that the point of no return (LD50 at the population level) for directly measured PLC at rewatering was 80.2, indicating that some loblolly pine saplings were able to survive with < 20% (or even 10%) of their xylem functional at rewatering. Interpolating from our results, we would predict only 9% (95% CI: 1–39%) mortality at 60 PLC, much lower than the 50% mortality (LD50) we expected based on previous indirect estimates (Brodribb & Cochard, 2009; Choat et al., 2018). Observations of Pinus halpensis (Miller) under drought in the field noted that trees can survive > 80 PLC (Klein et al., 2012), but we believe our result is the first direct determination of LD50 for PLC to quantify the point of no return with measured individuals monitored for survival or mortality. Our experiment provides a hydraulic failure function for risk of mortality that can be directly input to vegetation models (e.g. TREES, CLM(ED(X)), SurEau; Mackay et al., 2015; McDowell et al., 2016; Martin‐StPaul et al., 2017; Johnson et al., 2018), although more work is needed to generalize these functions across life‐stages and species (see the third from last paragraph of the discussion). Our results enable predictions of mortality risk that can be based on either a threshold that represents the point of no return from hydraulic failure (LD50), rather than complete desiccation of the xylem (i.e. 100 PLC), or a continuous prediction of mortality risk across all possible PLC values.
It is remarkable that some pine trees were able to survive extreme levels (> 90 PLC) of hydraulic failure. In our study, trees were rewatered completely (to field capacity) on the day we measured the target PLC, and weekly thereafter. This rapid cessation of drought and switch to abundant soil moisture in our experiment could have enabled increased survival probability at very high PLC. Drought in the field is not typically relieved so immediately, completely and persistently, which could result in fewer trees surviving very high PLC under natural conditions. Our data suggest that as long as there was supply of water to the vascular cambium, and xylem tension was able to relax before complete (P100) hydraulic failure, there is a chance for survival. Our measurements of both hydraulic conductivity and active xylem staining after rewatering showed that surviving trees restored conductivity via radial growth (Fig. 4). Therefore, an ability to grow new xylem tissue following drought may be key to a tree's long‐term survival. Past studies estimated 50 PLC to be a likely threshold for life or death for gymnosperms (Brodribb & Cochard, 2009; Choat et al., 2018), yet no trees rewatered below 72 PLC died in our experiment. Additional species should be investigated to determine if the ability to survive such extreme hydraulic failure (e.g. > 90 PLC) is widespread for gymnosperm trees.
Characterizing mortality risk along a drought‐stress gradient provides a critical parameter for global vegetation modeling (Hartmann et al., 2018a). While our finding provides a point of no return (LD50), beyond which it is more likely trees will die than survive, we also characterize risk across the entire range of possible values for hydraulic failure. Indeed, our model predicts < 5% mortality until PLC > 55. At the other extreme, our model predicts 75% probability of mortality at 90 PLC (Fig. 2). Utilizing our continuous probability predictor of mortality risk, even at high levels of PLC some trees are predicted to survive – as is often observed in forests affected by drought‐induced tree mortality. Thus, we recommend utilization of continuous predictors of mortality risk over threshold‐like approaches only including binary outcomes of 100% life or death on opposing sides of the threshold (Hartmann et al., 2018a).
When investigating what kills trees under drought, the definition and quantification of death matter if we wish to truly determine the mechanism involved. In the present study, we have quantified the point of no return from drought stress – such that if the lethal stressor is relieved, there is still a failure to recover and death results. It is especially important to distinguish between physiological causes of death, assessed at the point of no return when trees begin dying, and noncausative symptoms or correlates that occur after this point and are evident at tree death (Adams et al., 2017; Hartmann et al., 2018a). Symptoms that have often been used to infer tree death include foliar browning and other visual indications of dieback (Adams et al., 2009; Anderegg et al., 2012), and cessation of respiration, assessed directly, or through tissue staining (Sevanto et al., 2014). It is possible that physiological variables measured when such criteria are met are those for a tree already long past the point of no return, which has been committed to die for some time. Physiological responses measured after the point of no return (e.g. at foliar color change or cessation of respiration) cannot have caused death, and may differ from responses measured at or before the point of no return. Future studies seeking to understand the physiology of tree death from drought should measure additional responses to drought stress (e.g. NSC, spectral reflectance, water content) at the point of return (if known, or if not, along a gradient of drought stress) to determine if responses precede, follow or are concurrent with the point of no return from hydraulic failure (Martínez‐Vilalta et al., 2019; Sapes et al., 2019).
Although we observed that foliar color in trees was significantly different at the time of rewatering, there was much overlap in canopy color between trees that survived and those that died (Fig. 3b,d). Foliar color was not wholly separated between these groups until our measurement at 60 d after rewatering (Fig. 3c), and thus was a better indicator of trees that are already dead, rather than those which are in the process of dying. Studies relying on foliar color to determine the timing of tree death have probably overshot the moment when trees passed the point of no return, and therefore measurements of physiological function at this point can confuse noncausative symptoms of having died for actual causes of mortality (Leuzinger et al., 2009). However, measurement of foliar color after tree death, rather than at the point of no return, has remote sensing applications for detecting recent tree mortality in evergreen forests, before changes become obscured by a green understory, provided a baseline color is available before drought (Hartmann et al., 2018a). Improved characterization of foliar color changes at additional spectra as hydraulic failure occurs during drought may improve the predictive power of foliar color in remote sensing of drought‐induced tree mortality, an approach which will require additional experimentation to measure across an array of wavelengths.
By directly measuring PLC across a water‐stress gradient ranging from mild to lethal in loblolly pine saplings, we observed that the lethal threshold was higher than our expectation of 60%. Our observation raises the following question: Do other species exhibit similarly high lethal thresholds for hydraulic failure? We hypothesize that this threshold may be relevant for conifer species, and that species differences in hydraulic vulnerability affect timing to reach the lethal threshold in PLC, rather than alter the threshold directly. Here it is important to distinguish between the lethal threshold in PLC, a normalized response for the loss of hydraulic function, which may correlate consistently with mortality risk across species, and the degree of tension in the xylem required to reach this threshold in a given tree, which is not normalized (Cochard et al., 2013). Vulnerability to embolism, quantified as the relationship between water potential and PLC, has been observed to vary by nearly an order of magnitude in gymnosperms, with water potential corresponding to 50 PLC spanning −1.5 MPa (Podocarpus latifolius) to −14.1 MPa (Actinostrobus acuminatus; Maherali et al., 2004). We also expect wide variation in traits which mediate the progression of water potential – and xylem embolism accumulation – during drought. Such traits include stomatal control, minimum conductance rates following stomatal closure, allocation and leaf area to root or sapwood area ratios, root water uptake and hydraulic isolation from the soil (Choat et al., 2018; Blackman et al., 2019; Hammond & Adams, 2019). If, as multiple lines of recent research have suggested, a major evolutionary pressure exists to keep woody tissues from experiencing damaging levels of hydraulic impairment (PLC; e.g. Sperry et al., 2016; Wolf et al., 2016; Martin‐StPaul et al., 2017; Anderegg et al., 2018), and if embolism repair is relatively rare (Brodersen & McElrone, 2013; Choat et al., 2015), then lethal thresholds in PLC may be fairly consistent across species. However, plant traits and species differences will influence how and when species reach this threshold. Experiments are needed to test whether lethal thresholds in PLC vary with species, phylogeny, anatomical factors such as lumen area and xylem cell wall thickness, environmental factors, including temperature and vapor pressure deficit, and nonstructural carbohydrate status (Trifilò et al., 2017; Martínez‐Vilalta et al., 2019).
Given that experimental data similar in nature are lacking for mature trees, one important consideration is how these results apply to larger trees under field conditions. While it is true that earlier developmental stages (e.g. seedlings, saplings) frequently experience higher rates of background mortality in the field (Van Mantgem et al., 2009), there are at least two contributing factors that should be considered. First, it is important to recognize that earlier developmental stages utilize considerably less environmental space (above‐ and below‐ground) and store less water and carbon than their mature counterparts and are thus more strongly affected by atmospheric demand and soil moisture during drought (Hartmann et al., 2018b). Second, anatomical changes across the ontogeny of a tree could affect vulnerability to drought. Such changes may lead to a difference in the level of tension in the xylem (water potential) required to reach a lethal level of hydraulic failure (such as our observed 80 PLC). Both of these factors could contribute to an earlier death of seedlings and saplings during drought relative to larger and more mature trees, even if the LD50 for PLC was unchanged with ontogeny. Notably, P50 in mature Pinus taeda trees (quantified as water potential inducing 50 PLC) was found to be −3.13 MPa (Maherali et al., 2006), which is within the 95% confidence interval of P50 for the vulnerability curve we measured in our sapling population of the same species (−3.22 MPa, Fig. S1). Acknowledging that our experimental approach would be challenging for mature trees in a forest, we propose that the best way to validate extrapolations of mortality risk from sapling experiments is to use this type of experimental data to explain past mortality in the field before attempting to predict mortality under future climate scenarios (Anderegg et al., 2015).
Our direct measurement of a lethal PLC threshold of loblolly pine near 80% demonstrates that the point of no return was higher than expected for a gymnosperm species, and that some trees can survive near complete hydraulic failure. In experimental determinations of lethal hydraulic thresholds in angiosperms, previous studies indicate that trees can survive 88 PLC, but these studies inferred PLC from measurements of water potential using vulnerability curves, rather than direct measurement (Urli et al., 2013; Li et al., 2015), although direct measurements of PLC in two angiosperm species support a high threshold (Barigah et al., 2013). In combination, these results and our finding of a relatively high LD50 for PLC in loblolly pine raise questions of how lethal thresholds vary among tree species, populations and ontogeny. Continued experimentation will be necessary to assess this, but we hypothesize that differences among trees (both within and between species) in vulnerability to drought‐induced mortality may be primarily caused by variable embolism resistance, and variable rates of declines in water potential, more than differences in the degree of hydraulic failure (PLC) that is lethal. Overall, our results quantify tree mortality risk from hydraulic failure, a parameter critical for process‐based models of forest response to climate change.
Author contributions
WMH and HDA conceived the study, assisted by REW. WMH, KY and LAW collected data during the study. WMH and HDA performed the analysis. WMH, WRLA, HDA and LAW interpreted the results, and WMH wrote the manuscript, with substantial assistance from the other authors.
References 64
- 1.
Adams HD, Guardiola‐Claramonte M, Barron‐Gafford GA, Villegas JC, Breshears DD, Zou CB, Troch PA, Huxman TE. 2009 Temperature sensitivity of drought‐induced tree mortality portends increased regional die‐off under global‐change‐type drought. Proceedings of the National Academy of Sciences, USA 106: 7063–7066.
Not in our library10.1073/pnas.0901438106
- 2.
Adams HD, Zeppel MJ, Anderegg WR, Hartmann H, Landhäusser SM, Tissue DT, Huxman TE, Hudson PJ, Franz TE, Allen CD et al 2017 A multi‐species synthesis of physiological mechanisms in drought‐induced tree mortality. Nature Ecology and Evolution 1: 1285.
Not in our library10.1038/s41559-017-0248-x
- 3.
Allen CD, Macalady AK, Chenchouni H, Bachelet D, McDowell N, Vennetier M, Kitzberger T, Rigling A, Breshears DD, Hogg ET. 2010 A global overview of drought and heat‐induced tree mortality reveals emerging climate change risks for forests. Forest Ecology and Management 259: 660–684.
Not in our library
- 4.
Anderegg WR, Berry JA, Smith DD, Sperry JS, Anderegg LD, Field CB. 2012 The roles of hydraulic and carbon stress in a widespread climate‐induced forest die‐off. Proceedings of the National Academy of Sciences, USA 109: 233–237.
Not in our library10.1073/pnas.1107891109
- 5.
Anderegg WR, Flint A, Huang C‐y, Flint L, Berry JA, Davis FW, Sperry JS, Field CB. 2015 Tree mortality predicted from drought‐induced vascular damage. Nature Geoscience 8: 367–371.
Not in our library
- 6.
Anderegg WR, Kane JM, Anderegg LD. 2013 Consequences of widespread tree mortality triggered by drought and temperature stress. Nature Climate Change 3: 30.
Not in our library
- 7.
Anderegg WR, Klein T, Bartlett M, Sack L, Pellegrini AF, Choat B, Jansen S. 2016 Meta‐analysis reveals that hydraulic traits explain cross‐species patterns of drought‐induced tree mortality across the globe. Proceedings of the National Academy of Sciences, USA 113: 5024–5029.
Not in our library10.1073/pnas.1525678113
- 8.
Anderegg WRL, Wolf A, Arango‐Velez A, Choat B, Chmura DJ, Jansen S, Kolb T, Li S, Meinzer FC, Pita P et al 2018 Woody plants optimise stomatal behaviour relative to hydraulic risk. Ecology Letters 21: 968–977.
Not in our library10.1111/ele.12962
- 9.
Barigah TS, Charrier O, Douris M, Bonhomme M, Herbette S, Améglio T, Fichot R, Brignolas F, Cochard H. 2013 Water stress‐induced xylem hydraulic failure is a causal factor of tree mortality in beech and poplar. Annals of Botany 112: 1431–1437.
Not in our library10.1093/aob/mct204
- 10.
Beaudette DE, Roudier P, O'Geen AT. 2013 Algorithms for quantitative pedology: a toolkit for soil scientists. Computers & Geosciences 52: 258–268.
Not in our library
- 11.
Blackman CJ, Creek D, Maier C, Aspinwall MJ, Drake JE, Pfautsch S, O'Grady A, Delzon S, Medlyn BE, Tissue DT et al 2019 Drought response strategies and hydraulic traits contribute to mechanistic understanding of plant dry‐down to hydraulic failure. Tree Physiology. doi:.
Not in our library10.1093/treephys.tpz016
- 12.
Bolte A, Czajkowski T, Cocozza C, Tognetti R, De Miguel M, Pšidová E, Ditmarová Ĺ, Dinca L, Delzon S, Cochard H. 2016 Desiccation and mortality dynamics in seedlings of different European beech (Fagus sylvatica L.) populations under extreme drought conditions. Frontiers in Plant Science 7: 751.
Not in our library10.3389/fpls.2016.00751
- 13.
Bonan GB. 2008 Forests and climate change: forcings, feedbacks, and the climate benefits of forests. Science 320: 1444–1449.
Not in our library10.1126/science.1155121
- 14.
- 15.
Brodribb TJ, Bowman DJ, Nichols S, Delzon S, Burlett RJNP. 2010 Xylem function and growth rate interact to determine recovery rates after exposure to extreme water deficit. New Phytologist 188: 533–542.
Not in our library10.1111/j.1469-8137.2010.03393.x
- 16.
Brodribb TJ, Cochard H. 2009 Hydraulic failure defines the recovery and point of death in water‐stressed conifers. Plant Physiology 149: 575–584.
Not in our library10.1104/pp.108.129783
- 17.
Cailleret M, Bigler C, Bugmann H, Camarero JJ, Cufar K, Davi H, Mészáros I, Minunno F, Peltoniemi M, Robert E et al 2016 Towards a common methodology for developing logistic tree mortality models based on ring‐width data. Ecological Applications 26: 1827–1841.
Not in our library10.1890/15-1402.1
- 18.
Choat B, Brodersen CR, McElrone AJ. 2015 Synchrotron X‐ray microtomography of xylem embolism in Sequoia sempervirens saplings during cycles of drought and recovery. New Phytologist 205: 1095–1105.
Not in our library10.1111/nph.13110
- 19.
Choat B, Brodribb TJ, Brodersen CR, Duursma RA, López R, Medlyn BE. 2018 Triggers of tree mortality under drought. Nature 558: 531.
Not in our library10.1038/s41586-018-0240-x
- 20.
Cochard H, Badel E, Herbette S, Delzon S, Choat B, Jansen S. 2013 Methods for measuring plant vulnerability to cavitation: a critical review. Journal of Experimental Botany 64: 4779–4791.
Not in our library10.1093/jxb/ert193
- 21.
Cochard H, Cruiziat P, Tyree MT. 1992 Use of positive pressures to establish vulnerability curves: further support for the air‐seeding hypothesis and implications for pressure–volume analysis. Plant Physiology 100: 205–209.
Not in our library10.1104/pp.100.1.205
- 22.
Friedlingstein P, Cox P, Betts R, Bopp L, Von Bloh W, Brovkin V, Cadule P, Doney S, Eby M, Fung I et al 2006 Climate‐carbon cycle feedback analysis: results from the C4MIP model intercomparison. Journal of Climate 19: 3337–3353.
Not in our library
- 23.
Friedlingstein P, Meinshausen M, Arora VK, Jones CD, Anav A, Liddicoat SK, Knutti R. 2014 Uncertainties in CMIP5 climate projections due to carbon cycle feedbacks. Journal of Climate 27: 511–526.
Not in our library
- 24.
Friend AD, Lucht W, Rademacher TT, Keribin R, Betts R, Cadule P, Ciais P, Clark DB, Dankers R, Falloon PD. 2014 Carbon residence time dominates uncertainty in terrestrial vegetation responses to future climate and atmospheric CO2. Proceedings of the National Academy of Sciences, USA 111: 3280–3285.
Not in our library10.1073/pnas.1222477110
- 25.
Hammond WM, Adams HD. 2019 Dying on time: traits influencing the dynamics of tree mortality risk from drought. Tree Physiology
Not in our library10.1093/treephys.tpz050
- 26.
Hartmann H, Adams HD, Hammond WM, Hoch G, Landhäusser SM, Wiley E, Zaehle S. 2018b Identifying differences in carbohydrate dynamics of seedlings and mature trees to improve carbon allocation in models for trees and forests. Environmental and Experimental Botany 152: 7–18.
Not in our library
- 27.
Hartmann H, Moura CF, Anderegg WR, Ruehr NK, Salmon Y, Allen CD, Arndt SK, Breshears DD, Davi H, Galbraith D. 2018a Research frontiers for improving our understanding of drought‐induced tree and forest mortality. New Phytologist 218: 15–28.
Not in our library10.1111/nph.15048
- 28.
IPCC. 2014 Climate Change 2014: Impacts, Adaptation, and Vulnerability. Part A: Global and Sectoral Aspects. Contribution of Working Group II to the Fifth Assessment Report of the Intergovernmental Panel on Climate Change. In: Field CB, Barros VR, Dokken DJ, Mach KJ, Mastrandrea MD, Bilir TE, Chatterjee M, Ebi KL, Estrada YO, Genova RC, Girma B, Kissel ES, Levy AN, MacCracken S, Mastrandrea PR, White LL, eds. Cambridge, UK and New York, NY, USA: Cambridge University Press.
Not in our library
- 29.
Johnson DM, Domec JC, Berry ZC, Schwantes AM, Woodruff DR, McCulloh KA, Polley HW, Wortemann R, Swenson JJ, Mackay DS. 2018 Co‐occurring woody species have diverse hydraulic strategies and mortality rates during an extreme drought. Plant, Cell & Environment 41: 576–588.
Not in our library10.1111/pce.13121
- 30.
Klein T, Di Matteo G, Rotenberg E, Cohen S, Yakir D. 2012 Differential ecophysiological response of a major Mediterranean pine species across a climatic gradient. Tree Physiology 33: 26–36.
Not in our library10.1093/treephys/tps116
- 31.
Kulbaba SP. 2014 Evaluating trembling aspen (Populus tremuloides Michx.) seedling stock characteristics in response to drought and out‐planting on a reclamation site. MS thesis, University of Alberta, Alberta, Canada.
Not in our library
- 32.
Kursar TA, Engelbrecht BM, Burke A, Tyree MT, EI Omari B, Giraldo JP. 2009 Tolerance to low leaf water status of tropical tree seedlings is related to drought performance and distribution. Functional Ecology 23: 93–102.
Not in our library
- 33.
Leuzinger S, Bigler C, Wolf A, Körner C. 2009 Poor methodology for predicting large‐scale tree die‐off. Proceedings of the National Academy of Sciences, USA 106: E106–E106.
Not in our library10.1073/pnas.0908053106
- 34.
Li S, Feifel M, Karimi Z, Schuldt B, Choat B, Jansen S. 2015 Leaf gas exchange performance and the lethal water potential of five European species during drought. Tree Physiology 36: 179–192.
Not in our library10.1093/treephys/tpv117
- 35.
Mackay DS, Roberts DE, Ewers BE, Sperry JS, McDowell NG, Pockman WT. 2015 Interdependence of chronic hydraulic dysfunction and canopy processes can improve integrated models of tree response to drought. Water Resources Research 51: 6156–6176.
Not in our library
- 36.
Maherali H, Moura CF, Caldeira MC, Willson CJ, Jackson RB. 2006 Functional coordination between leaf gas exchange and vulnerability to xylem cavitation in temperate forest trees. Plant, Cell & Environment 29: 571–583.
Not in our library10.1111/j.1365-3040.2005.01433.x
- 37.
Maherali H, Pockman WT, Jackson RB. 2004 Adaptive variation in the vulnerability of woody plants to xylem cavitation. Ecology 85: 2184–2199.
Not in our library
- 38.
Martínez‐Vilalta J, Anderegg WR, Sapes G, Sala A. 2019 Greater focus on water pools may improve our ability to understand and anticipate drought‐induced mortality in plants. New Phytologist 223: 22–32.
Not in our library10.1111/nph.15644
- 39.
Martin‐StPaul N, Delzon S, Cochard H. 2017 Plant resistance to drought depends on timely stomatal closure. Ecology Letters 20: 1437–1447.
Not in our library10.1111/ele.12851
- 40.
McDowell NG, Beerling DJ, Breshears DD, Fisher RA, Raffa KF, Stitt M. 2011 The interdependence of mechanisms underlying climate‐driven vegetation mortality. Trends in Ecology & Evolution 26: 523–532.
Not in our library10.1016/j.tree.2011.06.003
- 41.
McDowell N, Pockman WT, Allen CD, Breshears DD, Cobb N, Kolb T, Plaut J, Sperry J, West A, Williams DG. 2008 Mechanisms of plant survival and mortality during drought: why do some plants survive while others succumb to drought? New Phytologist 178: 719–739.
Not in our library10.1111/j.1469-8137.2008.02436.x
- 42.
McDowell NG, Williams A, Xu C, Pockman W, Dickman L, Sevanto S, Pangle R, Limousin J, Plaut J, Mackay D. 2016 Multi‐scale predictions of massive conifer mortality due to chronic temperature rise. Nature Climate Change 6: 295.
Not in our library
- 43.
Menard S. 2002 Applied logistic regression analysis, vol. 106 Thousand Oaks, CA, USA: Sage.
Not in our library
- 44.
Morillas L, Pangle RE, Maurer GE, Pockman WT, McDowell N, Huang CW, Krofcheck DJ, Fox AM, Sinsabaugh RL, Rahn TA. 2017 Tree mortality decreases water availability and ecosystem resilience to drought in piñon‐juniper woodlands in the southwestern USA. Journal of Geophysical Research: Biogeosciences 122: 3343–3361.
Not in our library
- 45.
O'Brien MJ, Leuzinger S, Philipson CD, Tay J, Hector A. 2014 Drought survival of tropical tree seedlings enhanced by non‐structural carbohydrate levels. Nature Climate Change 4: 710.
Not in our library
- 46.
R Core Team. 2013 R: a language and environment for statistical computing, v.3.3.3. Vienna, Austria: R Foundation for Statistical Computing https://www.R-project.org
Not in our library
- 47.
Sala A, Piper F, Hoch G. 2010 Physiological mechanisms of drought‐induced tree mortality are far from being resolved. New Phytologist 186: 274–281.
Not in our library10.1111/j.1469-8137.2009.03167.x
- 48.
Sapes G, Roskilly B, Dobrowski S, Maneta M, Anderegg WRL, Martinez-Vilalta J, Sala A. 2019 Plant water content integrates hydraulics and carbon depletion to predict drought-induced seedling mortality. Tree Physiology. doi:.
Not in our library10.1093/treephys/tpz062
- 49.
Sevanto S, McDowell NG, Dickman LT, Pangle R, Pockman WT. 2014 How do trees die? A test of the hydraulic failure and carbon starvation hypotheses. Plant, Cell & Environment 37: 153–161.
Not in our library10.1111/pce.12141
- 50.
Sperry JS, Christman MA, Torres‐Ruiz JM, Taneda H, Smith DD. 2012 Vulnerability curves by centrifugation: is there an open vessel artefact, and are ‘r’ shaped curves necessarily invalid? Plant, Cell & Environment 35: 601–610.
Not in our library10.1111/j.1365-3040.2011.02439.x
- 51.
Sperry J, Donnelly J, Tyree M. 1988 A method for measuring hydraulic conductivity and embolism in xylem. Plant, Cell & Environment 11: 35–40.
Not in our library
- 52.
Sperry JS, Love DM. 2015 What plant hydraulics can tell us about responses to climate‐change droughts. New Phytologist 207: 14–27.
Not in our library10.1111/nph.13354
- 53.
Sperry JS, Tyree MT. 1988 Mechanism of water stress‐induced xylem embolism. Plant Physiology 88(3): 581–587.
Not in our library10.1104/pp.88.3.581
- 54.
Sperry JS, Venturas MD, Anderegg WRL, Mencuccini M, Mackay DS, Wang Y, Love DM. 2016 Predicting stomatal responses to the environment from the optimization of photosynthetic gain and hydraulic cost. Plant, Cell & Environment 40: 816–830.
Not in our library10.1111/pce.12852
- 55.
Torres‐Ruiz JM, Jansen S, Choat B, McElrone AJ, Cochard H, Brodribb TJ, Badel E, Burlett R, Bouche PS, Brodersen CR. 2015 Direct X‐ray microtomography observation confirms the induction of embolism upon xylem cutting under tension. Plant Physiology 167: 40–43.
Not in our library10.1104/pp.114.249706
- 56.
Trifilò P, Casolo V, Raimondo F, Petrussa E, Boscutti F, Gullo MAL, Nardini A. 2017 Effects of prolonged drought on stem non‐structural carbohydrates content and post‐drought hydraulic recovery in Laurus nobilis L.: the possible link between carbon starvation and hydraulic failure. Plant Physiology and Biochemistry 120: 232–241.
Not in our library10.1016/j.plaphy.2017.10.003
- 57.
Tucker AO, Maciarello MJ, Tucker SS. 1991 A survey of color charts for biological descriptions. Taxon 40: 201–214.
Not in our library
- 58.
Urli M, Porté AJ, Cochard H, Guengant Y, Burlett R, Delzon S. 2013 Xylem embolism threshold for catastrophic hydraulic failure in angiosperm trees. Tree Physiology 33: 672–683.
Not in our library10.1093/treephys/tpt030
- 59.
Van Mantgem PJ, Stephenson NL, Byrne JC, Daniels LD, Franklin JF, Fulé PZ, Harmon ME, Larson AJ, Smith JM, Taylor AH. 2009 Widespread increase of tree mortality rates in the western United States. Science 323: 521–524.
Not in our library10.1126/science.1165000
- 60.
Venturas MD, MacKinnon ED, Jacobsen AL, Pratt RB. 2015 Excising stem samples underwater at native tension does not induce xylem cavitation. Plant, Cell & Environment 38: 1060–1068.
Not in our library10.1111/pce.12461
- 61.
Venturas MD, Sperry JS, Love DM, Frehner EH, Allred MG, Wang Y, Anderegg WRL. 2018 A stomatal control model based on optimization of carbon gain versus hydraulic risk predicts aspen sapling responses to drought. New Phytologist 220: 836–850.
Not in our library10.1111/nph.15333
- 62.
Wheeler JK, Huggett BA, Tofte AN, Rockwell FE, Holbrook NM. 2013 Cutting xylem under tension or supersaturated with gas can generate PLC and the appearance of rapid recovery from embolism. Plant, Cell & Environment 36: 1938–1949.
Not in our library10.1111/pce.12139
- 63.
Wiley E, Hoch G, Landhäusser SM. 2017 Dying piece by piece: carbohydrate dynamics in aspen (Populus tremuloides) seedlings under severe carbon stress. Journal of Experimental Botany 68: 5221–5232.
Not in our library10.1093/jxb/erx342
- 64.
Wolf S, Keenan TF, Fisher JB, Baldocchi DD, Desai AR, Richardson AD, Scott RL, Law BE, Litvak ME, Brunsell NA. 2016 Warm spring reduced carbon cycle impact of the 2012 US summer drought. Proceedings of the National Academy of Sciences, USA 113: 5880–5885.
Not in our library10.1073/pnas.1519620113
Cited by papers we hold 1
Reads
Read by people on this page
None yet.
Checked or read by AI through naulon
None yet.
A person counts once a day per paper. We keep no cookie and no address: a reader is a hash that changes every day. Any month under five reads shows no number.
Are you an author?
Is this your paper?
Claim it to add your note and be paid when agents cite it. Free.