PD-1 and PD-L1 inhibitors in cold colorectal cancer: challenges and strategies

1The development of immunotherapeutic drugs has led to significant improvements in overall and progression-free survival for many patients with cancer. For colorectal cancer (CRC) in particular, immunotherapy has demonstrated significant benefit in the metastatic setting for a subset of patients. Programmed death 1 (PD-1) is an immune checkpoint receptor mainly expressed in T cells, B cells, natural killer cells (NKs), and myeloid-derived suppressor cells (MDSCs). It binds to its ligands, programmed death-ligand 1 and 2 (PD-L1/2), which are expressed on antigen presenting cells and cancerous cells. The interaction between PD-1 and PD-L1/2 induces T cell exhaustion, inhibits T cell activation and cytotoxic activity, and transforms T effector cells to regulatory T cells (Treg). As such, blockade of the PD-1/PD-L1/2 pathway can enhance T cell anti-tumor activity and thereby immune control and killing abilities against cancerous cells. The introduction of immunotherapy with immune checkpoint inhibitors (ICIs) targeting PD-1 and PD-L1 has revolutionized management of certain cancers, transforming short-term responses into durable clinical benefits. However, tumors that do not elicit an immune response, so called ‘cold’ tumors, exhibit resistance to this strategy. Many CRCs have a cold phenotype. In 2017, the US Food and Drug Administration (FDA) approved PD-1 immune checkpoint inhibitors pembrolizumab and nivolumab for patients with unresectable or metastatic, mismatch repair deficient (dMMR) and microsatellite instability high (MSI-H) solid tumors who have failed first-line therapy. However, patients with dMMR and MSI-H metastatic CRC (mCRC) comprise only 15% of CRC cases, while the more common mismatch repair proficient (pMMR) and microsatellite stable (MSS) CRC do not respond to ICIs. New strategies are urgently needed for cold mCRCs.

2To overcome the hyporesponsiveness to PD-1/PD-L1 inhibitors, recent preclinical studies and clinical trials have demonstrated combination strategies to potentiate the effectiveness of anti-PD-1 and anti-PD-L1 immunotherapy in patients with cold CRC. The FDA has approved combination use of PD-1/PD-L1 inhibitors and other therapy/inhibitors for treatment of patients with cold metastatic cancer. For example, combination of cytotoxic T-lymphocyte-associated protein 4 (CTLA-4) inhibitor, tremelimumab, and PD-1 inhibitor, durvalumab, was approved for treating patients with unresectable hepatocellular carcinoma in 2022. This review will discuss hyporesponse mechanisms and challenges of PD-1/PD-L1 inhibitors in pMMR/MSS cold cancer and explore potential combination strategies to overcome hyporesponsiveness. Further, we discuss clinical experience with combination therapy and recommendations for future research using CRC as an example.

3Genomic instability is a trademark of tumor cells. There are two different types of genomic instability: (1) chromosomal instability, which is the consequence of the loss or gain of chromosomes or large chromosomal fragments and is associated with the majority of CRCs, and (2) microsatellite instability (MSI) which is observed in a small fraction of CRCs. Microsatellites are repeated DNA sequences widely dispersed throughout the genome. These repetitive regions are generally associated with higher mutation rates, and replication errors are corrected by the mismatch repair (MMR) system. If there is a deficiency of the MMR system, microsatellites are more prone to replication errors, resulting in MSI. Tumors with dMMR are more likely to be MSI-high (dMMR/MSI-H), while tumor with all tested MMR proteins intact are expected to be MSS or MSI-low (pMMR/MSS). Five microsatellite markers BAT-25, BAT-26, D2S123, D5S346, and D17S250 have been identified; the MSI status of a patient is categorized based on the number of microsatellite markers that demonstrate instability: MSI-H if at least two microsatellite markers show instability; MSI-L (low-frequency MSI) if only one marker show instability; and microsatellite stable (MSS) if there is no instability present among the markers. dMMR/MSI-H CRC comprises 15% of all CRC cases. Growing clinical studies have demonstrated that anti-PD-1 and anti-PD-L1 immunotherapy have positive responses in dMMR/MSI-H cancers but no objective responses in cold pMMR/MSS CRC. There remains a substantial need for novel therapeutic approaches and treatment strategies in metastatic pMMR/MSS CRC.

4dMMR/MSI-H CRCs generally have a higher tumor mutational burden (TMB). TMB directly correlates to tumor’s ability to harbor a plethora of neoantigens. Immunogenic neoantigens, in turn, increase anti-tumor immunity by presenting on major-histocompatibility-complex class I molecules (MHC-1) for T cell recognition. The increased neoantigen in dMMR/MSI-H CRCs results in greater abundance of tumor-infiltrating lymphocytes (TIL) and memory T cells; they are described as hot tumors. By comparison, MSS tumors generally produce self-antigens that fail to activate immune response against tumor cells, and increased activation of oncogenic signaling pathways upsurges immunosuppressive cells and cytokines. The loss of peptides involved in antigen processing further dampens the immunogenicity of MSS tumors. As a result, MSS cancer is associated with absent or inadequate T cell infiltration and an immunosuppressive tumor microenvironment (TME); they are described as cold tumors. An escape from immune surveillance and immune attack leads to the absence of clinical response to PD-1/PD-L1 blockades in pMMR/MSS tumors compared to dMMR/MSI-H tumors.

5To date, many anti-PD-1 antibodies (Abs) and anti-PD-L1 Abs have been developed to block PD-1/PD-L1 signaling. Table 1 lists Abs against PD-1 and PD-L1. Anti-PD-1 Abs (nivolumab, pembrolizumab, and cemiplimab) and anti-PD-L1 Abs (atezolizumab, avelumab, and durvalumab) have been approved by FDA for some solid tumor and hematologic cancers. Nivolumab (Opdivo) is the first human IgG4 monoclonal antibody (mAb) against PD-1 approved by the FDA based on the results from CheckMate-037 with advance melanoma patients. Its indications were expanded to squamous non-small-cell lung cancer (NSCLC) and advanced renal cell carcinoma (RCC) in 2015, Hodgkin’s lymphoma and relapsed/refractory metastatic squamous cell cancer of head and neck (SCCHN) in 2016, and small-cell lung cancer (SCLC) patients in 2018. The FDA approved the anti-PD-1 mAb pembrolizumab and nivolumab as the second-line treatment for patients with dMMR/MSI-H mCRC in 2017 and approved pembrolizumab as the first-line treatment of patients with dMMR/MSI-H mCRC in June 2020.

6Most Abs are genetically engineered for high binding specificity and low off-target adverse effects (AEs). In general, PD-1/PD-L1 blockades exhibit immune-related AEs including colitis and hepatitis, as well as neutropenia, diarrhea, fatigue, stomatitis, and nausea. ICIs have fewer severe AEs than traditional chemotherapy.

7So far, anti-PD-1 and anti-PD-L1 mAb therapies confer significant clinic benefit only in specific patient populations. Specifically, there are almost no objective responses to anti-PD-1 and anti-PD-L1 therapies observed for patients with ‘cold’ tumors such as MSS mCRC. Combatting resistance mechanisms or hyporesponse of the anti-PD-1/PD-L1 therapy remains a challenge.

8The low immunogenic properties of MSS cancer lead to resistance to PD-L1/PD-1 blockade. To enhance clinical response to the PD-1/PD-L1 inhibitors in pMMR/MSS cancer, one promising strategy is to combine with other anti-tumor agents that target different pathways and increase the immunogenicity of the TME, converting cold tumors to hot tumors. It has been demonstrated that inhibition of CTLA-4, vascular endothelial growth factor (VEGF)/VEGF receptor (VEGFR), mitogen-activated protein kinase (MEK), and signal transducer and activator of transcription 3 (STAT3), or treatment with cytotoxic chemotherapy and radiotherapy increases tumor neoantigens, upregulates MHC-1 expression, enhances dendritic cell (DC) antigen presentation and the release of proinflammatory cytokines, increases the activation, infiltration, and killing activities of T cells, and decreases immunosuppressive cells and cytokines. A cold pMMR/MSS tumor is subsequently converted into a hot tumor, which can then be targeted by PD-1/PD-L1 blockades to confer anti-tumor immunity. This synergistic anti-tumor effect is a promising avenue of study, and clinical trials investigating these approaches are summarized in Table 2.

9CTLA-4 is an immunoglobulin cell surface receptor constitutively expressed on FoxP3 + Treg as well as conventional T cells following activation by T cell receptor (TCR) signaling. CTLA-4 is a negative T cell regulator structurally similar to the second activation receptor CD28 and exhibits shared binding to B7 ligands on antigen presenting cells (APC). In the TME, the higher affinity of CTLA-4 for B7 ligands outcompetes the co-stimulatory CD28 receptor and depletes CD28 present in the immune synapse. The loss of the second activation signal (B7-CD28) leads to functionally inactivated and hyporesponsive T cells. Hence, CTLA-4 inhibitors directly reduce the competition between CTLA-4 and CD28 for B7 ligands, promoting naïve T cell priming at the draining lymph nodes. The increased CD28-mediated co-stimulation leads to increased effector T cell proliferation and function. CTLA-4 inhibitors have also been shown to decrease Treg-mediated immunosuppression by selectively depleting Treg in the TME. Ipilimumab and tremelimumab are anti-CTLA-4 Abs approved by the FDA.

10PD-1 and CTLA-4 function on different subsets of T cells, and on T cells at distinct locations and timing during the cancer-immune response. PD-1 is involved in exhaustion mechanisms in the TME and acts in later stages, while CTLA-4 is primarily involved in the lymph nodes and acts early. As such, the dual ICI treatment with anti-PD-1/anti-PD-L1 and anti-CTLA-4 has shown to reverse the upregulation of other immune checkpoints on T cells, which are induced as a compensatory effect by either drug alone. Furthermore, recent studies have found additional anti-tumor effects specific to the dual combination. The combination prevented CD8 + T cell exhaustion and maintained CD8 + T cells in a responsive state with robust killing abilities against tumor cells. This leads to the terminal differentiation of activated effector CD8 + T cells. The dual inhibition also led to a combination-specific increase in T helper type 1 (Th1) cells. Th1 cells mediated anti-tumor activity through increasing CD8 + T cell infiltration, enhancing antibody responses, and exhibiting Th1 specific cytotoxicity against tumor cells. Inhibitors of CTLA-4 such as ipilimumab and tremelimumab are the first ICIs used for treating cancer patients. Currently, the FDA approved the combination treatment with nivolumab and ipilimumab for dMMR/MSI-H mCRC patients who failed in chemotherapy. Clinical trials of the dual ICI in cold pMMR/MSS CRC are ongoing.

11A phase II randomized clinical trial (NCT02870920) studying anti-PD-1 (durvalumab) and anti-CTLA-4 (tremelimumab) combination in patients with pMMR/MSS reported that the dual ICI achieves a prolonged median overall survival (mOS) of 6.6 months in pMMR/MSS mCRC patients, but without objective response (OR) and significant improvement in median progression-free survival (mPFS). Further subgroup analyses showed that the combination increased overall survival (OS) in patients with TMB higher than 28 months, and patients with consensus molecular subtypes (CMS) 2 had improved OS compared to those with CMS 4. The CMS classification system stratifies colorectal cancer into four subtypes based on gene expression profiles: 1) CMS1 is immunogenic, associated with MSI-H; 2) CMS2 is epithelial and canonical; 3) CMS3 is epithelial and metabolic; and 4) CMS4 is mesenchymal. The available clinical study highlights a therapeutic potential for a subset of pMMR/MSS patients and TMB and CMS might be useful stratification biomarkers.

12VEGF/VEGFR signaling plays a vital role in forming the immune-suppressive TME in CRC through indirect and direct pathways (Fig. 1). Overexpression of VEGF/VEGFR signal promotes pathologic angiogenesis, forming highly permeable neovasculature in tumors. The resultant abnormal tumor neovasculature increases fluid accumulation and interstitial fluid pressure in the TME, which acts as a direct barrier against cytotoxic T lymphocyte (CTL) infiltration into tumor tissue. New vessels also differentially express important regulatory molecules involved in anti-tumor immunity. Adhesion molecule downregulation impairs the ability of T cells to move through the vessel walls toward the TME. On the other hand, vascular endothelial cells within the tumor vasculature over-express PD-L1 and Fas ligand (FasL), which induce T cell exhaustion/suppression and selectively kill CTLs, resulting in the predominant infiltration of Treg. Furthermore, angiogenesis-mediated hypoxia in the TME increases the expression of chemokines which enhance Treg recruitment and promotes the polarization of tumor-associated macrophages (TAM) to M2-like immunosuppressive phenotype. Beyond angiogenesis, VEGF/VEGFR signaling induces immune suppression by directly acting on immune cells (Fig. 1). VEGF-VEGFR transduction inhibits differentiation, maturation, and antigen presentation of DCs and increases PD-L1 expression on DCs. This leads to reduced naïve CD8 + T cell priming and decreased maintenance of cytotoxic responses against tumors. VEGF also directly inhibits the differentiation of progenitor cells into conventional T cells, decreasing T cell proliferation and cytotoxicity and prompting PD-L1-driven T cell exhaustion. Moreover, it increases the abundance of suppressive or pro-tumor cells such as Treg, myeloid-derived suppressor cell (MDSC), and M2-like immunosuppressive TAM and drives T cell exhaustion. Therefore, the inhibition of VEGF/VEGFR signaling could synergistically reduce immune escape to increase the effectiveness of anti-PD-L1/PD-1 inhibitors in patients with cold CRC. Both anti-VEGF therapy and VEGFR tyrosine kinase inhibitors (TKIs) function to inhibit the VEGF signaling pathway. Combination of VEGFR inhibitors (such as regorafenib, lenvatinib, apatinib, and fruquintinib) and PD-1/PD-L1 blockades significantly inhibited angiogenesis and tumor growth in small animal models. The combinations also decreased Treg, shifted macrophages toward M1-like TAM polarization and increased secretion of IFN-γ (an important cytokine involved in tumor.

13Tumor cells increase the release of VEGF, which binds to its receptor (VEGFR) to induce angiogenesis. Angiogenesis in turn increases interstitial pressure and hypoxia at the tumor site, which inhibits cytotoxic T cells (CTL) and promotes regulatory T cell (Treg) infiltration. The neovasculature formed via angiogenesis also has higher expression of immunosuppressive molecules PD-L1 and FasL on the vascular endothelial cells (VECs) and lower expression of adhesion molecules. FasL selectively induces CTL apoptosis and PD-L1 inactivates T cells within the tumor vasculature. VEGF/VEGFR also directly modulates immune cell abundance and function. The binding of VEGF to VEGFR inhibits the differentiation and maturation of DCs, which results in reduced T cell activation in the priming phase. It also promotes the proliferation and activation of Tregs and myeloid-derived suppressor cells (MDSCs) and enhances the polarization of tumor-associated macrophages (TAMs) to an M2 phenotype. These immunoregulatory effects reduce CTL function. VEGF also increases the expression TOX in CTL, which in turn upregulates its PD-1 expression and promotes immune exhaustion. Drugs that inhibit VEGF/VEGFR signaling inhibit VEGF/VEGFR-mediated immunosuppression to increase the abundance and function of CTL at the tumor site. Drugs that inhibit PD-L1/PD-1 signaling would block the binding of PD-L1 on CTL to PD-1 on tumor cells and decrease Treg proliferation and function. In combination, anti-VEGF/VEGFR and anti-PD-L1/PD-1 induces a synergistic anti-tumor response immunosurveillance) and overcame PD-L1-induced T cell suppression. In fact, positive therapeutic activity has been observed from dual blocking the VEGF/ VEGFR and PD-1/PD-L1 signaling in multiple tumor types.

14The combination of atezolizumab (anti-PD-L1 Ab) and bevacizumab (VEGF inhibitor) was studied in patients with MSI-H mCRC pretreated with chemotherapy (NCT01633970) and resulted in an objective response rate (ORR) of 30% and a disease control rate of 90%. One clinical study also investigated the efficacy of atezolizumab in combination with bevacizumab and FOLFOX (chemotherapy) in patients with mCRC irrespective of microsatellite status. An ORR of 52% was observed in patients receiving FOLFOX plus bevacizumab and atezolizumab with an mPFS of 14.1 months without unexpected safety signals. The combination significantly elevated tumor-infiltrating CD8 + T cells and PD-L1 expression. Unfortunately, a phase 2 trial studying atezolizumab plus bevacizumab in patients with chemotherapy-resistant, MSI-like CRC (NCT02982694) was terminated because the efficacy in the MSS subgroup (MSI like) did not meet the expectation. Subsequently, clinical trials have been focused on triple combination of PD-L1/PD-1 blockade, anti-VEGF agents, and chemotherapy.

15AtezoTRIBE (NCT03721653) is a multicenter phase II randomized study for the combination of atezolizumab, bevacizumab, and chemotherapy (FOLFOIXIR) as first-line treatment in patients with unresectable mCRC without prior treatment with chemotherapy. Results show that the combination treatment with atezolizumab did not raise unexpected safety concerns, was well-tolerated and improved PFS. High TMB and high Immunoscore-Immune-Checkpoint (Immunoscore-IC) tumors had better PFS.

16BACCI (NCT02873195) is a multicenter randomized phase II placebo-controlled clinical trial comparing capecitabine (chemotherapy) and bevacizumab with or without atezolizumab in patients with refractory MSS mCRC. The triple combination resulted in significantly longer mPFS compared to the controlled group in MSS only patients, but did not improve OS (10.55 m v.s 10.61 m in placebo control). The patients without liver metastasis had a higher ORR and greater OS compared with those with liver metastasis, exhibiting synergistic clinical benefits with PD-L1 inhibitor and VEGF inhibition.

17NCT03396926 is a recent phase II clinical trial evaluating the safety and efficacy of combination capecitabine, bevacizumab and pembrolizumab (anti-PD-1) in locally advanced and metastatic unresectable MSS mCRC patients. To date, the treatment was well-tolerated, and no unexpected safety concerns were reported. About one third of patients had PFS > 6 m, but the ORR was only 5%, not meeting the prespecified target of > = 15%. However, this study did not include a control group; therefore, it is difficult to draw conclusion on the efficacy of the combination.

18Overall, anti-PD-1, atezolizumab, or pembrolizumab, in combination with bevacizumab and chemotherapy, has demonstrated promising results across multiple clinical studies. Exploratory analysis within studies demonstrated that besides MMR status, TMB, Immunoscore-IC, and the presence of liver metastasis are important predictors of treatment outcome. AtezoTRIBE demonstrated improved clinical benefit in patients with high TMB and high Immunoscore-IC, both of which are associated with MSI-H tumor. Cold tumors with low TMB and/or low immunoscore-IC remain a challenge. Pre-screening with these biomarkers or features is necessary to predict clinical outcome of the triple combination treatment.

19VEGFR inhibitors such as regorafenib, lenvatinib, apatinib, and fruquintinib are studied in combination with PD-L1/PD-1 blockade in patients with pMMR/MSS CRC. The efficacy varied across clinical trials and retrospective studies. Most clinical trials studied the combination of regorafenib and anti-PD-1 mAbs (nivolumab, toripalimab, and pembrolizumab) since regorafenib could enhance T cell activation and increase M1/M2 macrophage ratio compared to inhibitors selective for VEGFR-2.

20REGONIVO (NCT03406871, EPOC1603) is a phase Ib/II trial to evaluate regorafenib in combination with anti-PD-1 antibodies nivolumab and toripalimab, respectively, for patients with advanced or metastatic pMMR CRC refractory or intolerant to standard chemotherapy. The results show that 80 mg of regorafenib is optimal in combination with nivolumab, with higher tolerances and fewer toxicities. The study also suggests additional clinical benefits with the combination therapy compared to single agent anti-PD-1, particularly in patients without liver metastasis, CPS < 1, and low TMB. Following the promising findings from the REGONIVO study, the combination of regorafenib and PD-1 inhibitors has been considered as a treatment for refractory pMMR/MSS mCRC patients on a compassionate basis. Two retrospective studies of combination of regorafenib and PD-1 inhibitors (nivolumab or pembrolizumab conducted in the USA, and pembrolizumab, camrelizumab, sintilimab, and toripalimab in China) were conducted in patients with MSS mCRC. No objective responses were reported in patients with the combination therapy, differing from the result of the REGONIVO trial. Consistent with the REGONIVO trial, both retrospective studies suggest that patients with liver metastases do worse despite treatment with regorafenib and anti-PD-1 in pMMR/MSS mCRC. The results of clinical and retrospective studies of regorafenib in combination with anti-PD-1Abs suggest that future investigations of patients with pMMR/MSS mCRC might consider analyzing patients with liver metastases separately, and larger randomized control studies are warranted.

21Recent clinical studies with similar combination strategies continued to confer variable results. NCT03946917 is a phase 1b/II study that demonstrated promising results in a subset of unselected pMMR/MSS mCRC patients treated with regorafenib and toripalimab (anti-PD-1) who had progressed or were intolerant to at least 2 prior line of chemotherapy. NCT03712943 is a single-arm phase I of regorafenib plus nivolumab in patients with pMMR mCRC. Fatigue and palmar-plantar erythrodysesthesia, which are frequently associated with the use of regorafenib, were the most common adverse events. Dose limiting toxicity (DLT) was observed. There was no correlation between PD-L1 expression and PFS or OS, but low frequency of Tregs resulted in prolonged PFS. In a multicenter phase 2 trial (NCT04126733) studying combination, regorafenib and nivolumab in patients with pMMR/MSS mCRC demonstrated an ORR of 7%. All patients without liver metastasis responded. Better clinical outcomes may be linked with high expression of pre-existing immune sensitivity biomarkers in tumor samples and lower expression of angiogenetic biomarkers in peripheral blood samples. While treatment outcomes from the combination of regorafenib with anti-PD-1 remain inconsistent, potential benefit may exist in subsets of pMMR/MSS CRC patients.

22REGOMUNE (NCT03475953) is the first phase II study that evaluated the efficacy and safety of regorafenib in combination with avelumab (anti-PD-L1) in patients with MSS advanced or metastatic CRC refractory to at least one prior standard therapy. The combination treatment was well-tolerated, and no unexpected adverse events were reported. A significant increase in CD8 + T cell infiltration from baseline was reported in the biomarker analysis comparing tumor samples pre- and post-treatment. The patients with increased CD8 + T cell infiltration had significantly better mPFS and median OS. In contrast to the preliminary biomarker analysis reported in the REGONIVO study, no significant differences in mPFS and median OS were observed in patients with varying PD-L1 expression and TMB status. However, regorafenib and avelumab combination has demonstrated promising impacts on the TME of MSS mCRC patients. The study also reported that high-levels of tumor-infiltrating M2 macrophages prior to the treatment was significantly associated with decreased PFS and OS, suggesting the potential use of tumor-infiltrating M2 macrophage as a predictor for the combination therapy. From the results of the preliminary results, the ongoing REGOMUNE study anticipates further investigation of regorafenib plus anti-PD-1/anti-PD-L1 combination in pMMR/MSS mCRC patients selecting for baseline TAM infiltration levels.

23LEAP-005 (NCT03797326) is a recent phase II study evaluating the effectiveness of pembrolizumab and lenvatinib (another oral multi-tyrosine kinase inhibitor of VEGFR) in selected refractory solid tumors including the pMMR/non-MSI-H metastatic and/or unresectable CRC cohort. Promising clinical benefits and a manageable safety profile have been observed in patients with previously treated advanced non-MSI-H/pMMR CRC. Currently, the sample size has been expanded to 100 patients, and the results are anticipated to provide a better understanding of the combination’s effect on anti-tumor activity.

24NCT03912857 is a phase II trial of the anti-PD-1 mAb, camrelizumab, in combination with apatinib (a selective tyrosine kinase inhibitor for VEGFR-2) for the treatment of advanced or metastatic MSS CRC refractory to two or more prior lines of standard therapy. Objective response was not reported in the study and intolerable toxicity led to treatment interruptions. In contrast, another study of camrelizumab in combination with apatinib in advanced CRC patients unselected for microsatellite status shows that the ORR in the CRC cohort was 30%. Disease was stable in 80%. Grade 3 and above treatment-related adverse events were observed but manageable. This contrast results also highlighted the potential differences in immunogenicity between MSS and MSI-H mCRC.

25Despite the glimpse of a new treatment opportunity for pMMR/MSS mCRC patients brought forward by the REGONIVO study, the results were not replicated in other clinical studies. Nonetheless, the studies suggest the potential use of CD8 + T cell infiltration and low-level TAM2 as a positive predictor for treatment efficacy of regorafenib plus avelumab on the TME. The use of regorafenib and anti-PD-1 recently conferred promising effects as a third-line or later treatment of advanced CRC, especially in patients with resected primary lesions. Thus, combination VEGFR TKIs may open the use of PD-L1/PD-1 inhibitors beyond patients with dMMR/MSI-H mCRC.

26Mitogen-activated protein kinase (MAPK) cascades are universally conserved transduction pathways that permit extracellular signals to regulate a range of complex physiological cellular programs including cellular proliferation, development, differentiation, migration, survival, and apoptosis. It is well-established that abnormalities in MAPK signal transduction may dysregulate fundamental cellular processes, resulting in cells that acquire the ability to grow uncontrollably and evade apoptosis, leading to tumorigenesis and the progression of cancer. MEK1/ 2 (MAPK kinases) are the only established direct regulators of extracellular signal-regulated kinase 1 (ERK1) and ERK2 and the most well-characterized MAPKs, therefore, play a central role in the Ras-Raf-MEK-ERK cascade. MEK1/2 inhibitors (MEKi) have received attention as a candidate for clinical use in tumors that depend on the ERK pathway. MEKi may also have effects on the immunogenicity of the TME by acting on both tumor and immune cells. On tumor cells, MEK can downregulate MHC-I expression. MEKi decrease the secretion of immunosuppressive factors such as VEGF, IL-1, and IL-8, which decreases the recruitment of immunosuppressive cells that inhibit anti-tumor immunity. In addition to tumor cells, MEKi decrease naïve CD8 + T cell priming in the lymph node by preventing MAPK regulation in TCR signaling, while increasing CD8 + T cell infiltration into the TME. MEKi also reduce immunosuppressive cells MDSCs, Tregs, M2-like TAMs, and B-regulatory cells (Breg), which further enhances CD8 + T cell infiltration into the TME. Given the immunoinhibitory functions associated with MEK signaling, MEK inhibition could potentially increase TME immunogenicity for the subsequent use of anti-PD-1/anti-PD-L1.

27NCT01988896 is a phase Ib clinical study that evaluated the efficacy of cobimetinib (a MEK inhibitor) and atezolizumab in patients with solid tumors, 84 of whom have mCRC. The adverse events observed in the combination treatment were consistent with clinical studies of atezolizumab and cobimetinib monotherapies, but many patients experienced intolerance, which resulted in dose reduction or withdrawal. The objective response of the combination failed to exceed the mPFS and mOS reported in anti-PD-1 monotherapy in MSS mCRC patients. The study suggests that CD8 + T cell infiltration could play a role in tumor response, but was insufficient to induce anti-tumor activity.

28Similarly, another phase Ib clinical study (NCT02876224) of atezolizumab and bevacizumab in combination with cobimetinib (MEKi) was conducted in patients with mCRC refractory to one or more lines of prior chemotherapy. They found an ORR of 8%. In a multicenter phase III randomized controlled trial (IMblaze370, NCT02788279) evaluating atezolizumab with cobimetinib in patients with (predominantly) MSS mCRC refractory to two or more lines of chemotherapy, the results show similar OS between the combination and atezolizumab monotherapy and similar mPFS and ORR across all treatment cohorts. No significant differences were demonstrated in PFS and OS between patients with MSS mCRC with different PD-L1 expression and RAS mutation status. More grade 3–4 treatment-related adverse events were reported compared to atezolizumab monotherapy.

29The addition of cobimetinib was insufficient to overcome MSS mCRC resistance to atezolizumab. However, potential synergistic activity between MEKi, anti-VEGF, and anti-PD-L1 therapy was observed in the primary analysis of a clinical study described above. Although it is difficult to draw conclusions as to whether the effects were due to the addition of anti-VEGF and/or MEKi, the lack of therapeutic options available for patients with chemo-refractory pMMR/MSS mCRC suggests that a three agent combination strategy is worth exploring.

30In addition to MAPK signaling, PI3K/AKT/mTOR signaling is associated with cell survival, migration, division, and other activities. A phase I/II clinical trial (NCT03711058) is currently studying the combination of nivolumab with copanlisib (PI3K inhibitor) in relapsed/refractory pMSS CRC.

31STAT3 is an intracellular signaling molecule and transcription factor shown to regulate an array of specific target genes involved in key cellular processes. Sustained activation of STAT3 in tumor cells mediates carcinogenesis through tumor development and growth, angiogenesis, and metastasis. On the other hand, hyperactivation of STAT3 in tumor and immune cells induces immunosuppression and immune evasion. Activation of STAT3 in tumor cells stimulates the release of immunosuppressive factors (e.g., IL-10, VEGF, PD-L1 and indoleamine 2,3-dioxygenase 1) while suppressing proinflammatory cytokines and chemokines. Released anti-inflammatory factors in turn activate STAT3 in DCs to prevent DC maturation. With the decrease in antigen presentation by DC, cytotoxic T cells and natural killer cell activation is impeded, and tumor-specific T cell responses are reduced. Therefore, STAT3 inhibition may enhance the activity of anti-PD-L1/anti-PD-1 in patients with MSS mCRC.

32Napabucasin is a STAT3 inhibitor studied in combination with anti-PD-1 pembrolizumab in a multicenter phase II clinical trial (NCT02851004) in patients with mCRC refractory or intolerant to at least one regimen of standard chemotherapy. Adverse events associated with the combination of napabucasin and pembrolizumab exhibited safety profiles similar to those observed for either drug alone. The greatest objective response was observed in patients with a higher CPS, and objective response was correlated with an increased TMB. Furthermore, the study found that consensus molecular subtype-2 (CMS2) MSS tumors were more likely to be unresponsive to the combination treatment, while right-sided primary colon cancer was associated with greater clinical benefit.

33Although primary end point was not met in this clinical trial, napabucasin with pembrolizumab showed greater anti-tumor activity compared to both agents alone. Future studies in a targeted population based on related biomarkers should be further investigated to identify the subset of MSS CRC patients that may receive clinical benefits from the combination therapy.

34Cytotoxic chemotherapy is a fundamental part of treatment for patients with mCRC. Currently, fluorouracil (5-FU) and folinic acid (FA) in combination with oxaliplatin (FOLFOX) or irinotecan (FOLFIRI) is the standard chemotherapy regimen for patients with mCRC. Trifluridine/tipiracil (FTD/TPI) is another chemotherapy combination of trifluridine (a thymidine analog) and tipiracil which inhibits the enzyme involved in trifluridine degradation to maintain bioavailability of trifluridine. Cytotoxic chemotherapy not only kills cancer cells or arrests cancer proliferation, but can also enhance immunogenic effects. Chemotherapies induce more cell death, which triggers the release of tumor-associated antigens (TAA) that are then presented by APC to induce tumor-specific cytotoxic response. On the other hand, chemotherapies could increase ICI expression, introducing rationale for combination with inhibitor of PD-L1/PD-1 signaling. Table S3 lists the immunogenic effects of relevant cytotoxic chemotherapy agents.

35A multicenter phase II study (NCT02860546) was conducted in combination of FTD/TPI and nivolumab in patients with chemotherapy-refractory MSS mCRC. The addition of FTD/TPI failed to demonstrate significant potentiation of nivolumab activity, and no objective response was reported. In contrast, another phase II clinical study (NCT02375672) of pembrolizumab and FOLFOX for patients with advanced CRC unselected for MMR status shows that the combination had a promising ORR (53%) in naïve MSS CRC patients with acceptable toxicity. This study suggested that there may be opportunities for chemotherapy-ICI combinations within the context of treating naïve MSS CRC.

36As discussed in Sect. 4.2, clinical trials are investigating the potentiation of anti-PD-L1/anti-PD-1 by combining chemotherapy (e.g., FOLFOX, FOLFIRI, FOLFOXFIRI, capecitabine) and anti-VEGF inhibitor (bevacizumab). Promising results from the triple agent regimen have suggested that chemotherapy and anti-VEGF can synergistically modulate the TME to make PD-L1/PD-1 ICI more effective against cold pMMR/MSS CRC. Therefore, both chemotherapy-ICI and chemotherapy/anti-VEGF/ICI are worth exploring for patients with cold mCRC.

37Radiation therapy has been shown to exhibit immune stimulatory effects on the TME via three distinct and overlapping mechanisms: (1) induction of immunogenic cell death (ICD) of tumor cells; (2) upregulation of neoantigen presentation on MHC-1; and (3) direct alteration of the TME at the site of radiation. The ICD induced at the radiation site releases cytokines as well as death-associated molecular patterns (DAMP), which increase the recruitment of DCs and enhance DCs’ ability to phagocytose apoptotic cells and to process and present antigens. This increases T cell priming and infiltration of tumor-specific T cells. Cytokine (Type-I interferons) release further enhances DC stimulation and T cell activation. Radiation also directly upregulates molecules on the surface of tumor cells, which increases the recognition and killing by T cells and NK cells. Beyond the immediate irradiated field, radiotherapy has been shown to induce systemic immunity via abscopal effects. The distinctive immunostimulatory properties of radiotherapy provides a clear rationale for the combination of radiotherapy-anti- PD-1/PD-L1 in patients with MSS mCRC unresponsive to PD-L1/PD-1 blockade alone. Preclinical studies in tumor-bearing mice found that the combination of tumor radiation and anti-PD-L1 synergistically reduced abundance of MDSC within the TME.

38To date, no significant clinical responses have been observed across four clinical studies in combination with PD-1 inhibitors. There is a phase II study (NCT02437071) evaluating the anti-tumor response at a distant site outside of the irradiated field patients with pMMR mCRC refractory to at least 2 lines of standard therapy treated with pembrolizumab following radiotherapy. Preliminary results reported objective response in 9% of the patients without grade 3 or higher adverse events; therefore, the study continues, and results are anticipated.

39One potential approach to improve the efficacy of anti-PD-1 plus radiotherapy in patients with MSS mCRC relies on the use of multiple nonredundant ICIs. In a phase II clinical trial (NCT03104439), MSS mCRC patients refractory to two or more lines of prior therapy received a combination treatment with ipilimumab (anti-CTLA-4) and nivolumab in conjunction with 8 Gy of radiotherapy. The combination of dual ICIs with radiotherapy was feasible and demonstrated durable activity in patients with MSS mCRC. Correlative serial tumor biopsies and updated efficacy results are anticipated. As follow-up, a phase 2 trial of the same regimen is currently enrolling subjects (NCT04575922).

40Despite the theoretical framework obtained from preclinical studies of pMMR/MSS cold CRC, limited success was observed across clinical studies for the different combination strategies. Small sample sizes and heterogeneity of tumors or TME in each trial could explain this finding. Comparisons between molecular and cellular phenotypes of common mouse syngeneic models and human tumors may increase our understanding of the mismatched results drawn from preclinical and clinical experiences. Better biomarker detection and patient classification prior to treatment is critical to improve outcomes of combination therapies. Furthermore, it is important to note that oncological signaling pathways (VEGF/VEGF, STAT3, MEK1/2, etc.) have broad biological functions that could be difficult to target specifically or selectively in MSS CRC cells. There are other immune-suppressive molecules or pathways in TME; multiple signaling pathways participate in tumor development and progression. New combinations with other signaling inhibitors or reagents such as temozolomide, which can induce mutation in tumor cells, need to be investigated. We recognize the complexity of the TME; therefore, we suggest future studies to focus on identifying better preclinical models that closely mimic the TME of MSS CRC and efficacy biomarkers in the pMMR/MSS CRC population.

41Oncologic outcomes are improving with acceptably safe use of aggressive surgical and local therapy for colorectal liver metastases in carefully selected patients. Evaluating the benefit of systemic immunotherapy either in conjunction with those therapies or following them will be an important avenue for future study. An active multicenter early phase II study is currently investigating the effectiveness of local tumor ablation (radiofrequency ablation or stereotactic body radiation therapy) in combination with durvalumab (Anti-PD-1) and tremelimumab (anti-CTLA-4) in ICI naïve patients with unresectable colorectal liver metastases (NCT03101475). 168

42Combination strategies with other anti-tumor agents to potentiate the efficacy of anti-PD-L1/anti-PD-1 in patients with pMMR/MSS advanced or metastatic CRC has become a major research interest as it provides new therapeutic opportunities. In general, combination treatment is safe without significant AEs compared with monotherapy. Preliminary analyses of combination anti-PD-1/PD-L1 inhibitors and other anti-cancer therapies revealed potential clinical benefits in certain subgroups of patients with pMMR/MSS mCRC. Focused approaches to studying these combination regimens will improve outcome of PD-1/PD-L1 combination treatment. We believe that combination strategies involving PD-L1/PD-1 blockade remain a priority for future research as it has the potential to elicit benefits that will revolutionize the clinical landscape for patients with pMMR/MSS cold CRC.

43Below is the link to the electronic supplementary material.